- ExxonMobil (Spring, TX)
- …and corporate facilities. **What Role You Will Play in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor . Become part of a team responsible for ... tools, (eg policies and procedures, R&R charts) and assist with the preparation of regulatory compliance reports, as required * Keep abreast of upcoming, new and… more
- BP Americas, Inc. (Houston, TX)
- …to grow as the world's leading energy company! **Job Profile Summary** The Transformation Advisor role sits within Supply Trading and Shipping's (ST&S) gas and ... **Entity:** Supply, Trading & Shipping **Job Family Group:** Strategic Planning...business, reporting to the GPTA Transformation Manager. The Transformation Advisor is responsible for supporting transformation activities and delivering… more
- Charles Schwab (Westlake, TX)
- …5-10 years of relevant experience in the financial services industry, ideally in a regulatory compliance role at a regulated Broker Dealer, FCM, FDM, exchange or ... and state securities regulators, and exchanges such as CME Group, on compliance -related matters, regulatory inquiries, and examinations. **What you'll do:** +… more
- Charles Schwab (Westlake, TX)
- …and state securities regulators, and exchanges such as CME Group, on compliance -related matters, regulatory inquiries, and examinations. The Regulatory ... in the financial services industry. + Knowledge of broker-dealer and investment advisor industry regulatory practices and securities rules. + Familiarity with… more
- Publicis Groupe (Houston, TX)
- … products (eg, power, gas, oil, renewables). * Experience with regulatory compliance and financial audits in trading environments. * Knowledge of Agile ... and accounting reconciliations. **Stakeholder Communication:** * Act as a trusted advisor to finance, trading , and operations teams, translating complex… more
- PennyMac (Plano, TX)
- … trading policies, including those related to commodity pool operator and commodity trading advisor compliance + Draft originator and servicer disclosures ... whole loan sale transactions, third party mortgage securitization transactions and related regulatory and compliance requirements + Knowledge of mortgage loan… more
- Kyndryl (Austin, TX)
- …CXOs and be seen as the 'go to' person and a trusted advisor by senior executives + Leading C-level client interactions and consulting initiatives, deliverables ... or Insurance experience (see below more) + Insights into regulatory frameworks (eg, Basel III, SEC, FINRA, etc.) to...Basel III, SEC, FINRA, etc.) to help clients navigate compliance challenges + Deep understanding of trends in capital… more