- Oriental Bank (San Juan, PR)
- The Advisor , Regulatory Compliance ( Corporate Compliance ) is responsible for the regulators reviews and examinations (Regulators), government ... testing, internal audit unit, quality control unit, Regulators, GSEs, Regulatory Filing Unit, Trust Compliance Unit, SOX,...unit, Regulators, GSEs, Regulatory Filing Unit, Trust Compliance Unit, SOX, complaints, and others. + Request and… more
- ExxonMobil (Spring, TX)
- …corporate facilities. **What Role You Will Play in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor . Become part of a team responsible for ... tools, (eg policies and procedures, R&R charts) and assist with the preparation of regulatory compliance reports, as required * Keep abreast of upcoming, new and… more
- USAA (Charlotte, NC)
- …of what makes us so special! **The Opportunity** We are seeking a Regulatory Reporting Quality Assurance Advisor to own the performance, independent validation ... of external reporting data integrity. This entails performing periodic reviews of regulatory filings to evaluate the efficiency of procedures and controls for the… more
- Bank of America (New York, NY)
- Corporate Financial Solutions Advisor (CFSA) - Series 7 and 66 REQUIRED (Evergreen) New York, New York;Atlanta, Georgia **Job Description:** **What is my role as ... a Corporate Financial Solutions Advisor ?** Through a contact...documentation of outcomes + Demonstrate expert knowledge of and compliance with internal and regulatory policies, procedures… more
- Capital One (Richmond, VA)
- …investigations group as a subject matter expert, and executing or participating in corporate processes.** **The Compliance Advisor Manager supports the line ... Anti-Money Laundering - Compliance Advisor Manager **The Anti-Money Laundering...fraud or AML** + **Certified Fraud Examiner (CFE),** **Certified** ** Regulatory Compliance Manager (** **CRCM), Association of… more
- Capital One (New York, NY)
- Compliance Advisor Manager Corporate Compliance is seeking a Compliance Advisor Manager to advise Tax Credit Finance and Tax Credit Operations, ... Program drives investments in low-income and underserved communities. The Compliance Advisor Manager will also advise on...Markets + Master's Degree or Juris Doctor + Certified Regulatory Compliance Manager (CRCM) or Certified Enterprise… more
- M&T Bank (Iselin, NJ)
- …Retirement Income Security Act of 1974 (ERISA) **Scope of Responsibilities:** The Compliance Advisor works under general supervision of the Compliance ... Senior Leadership and M&T Bank Executive Management is expected in the role. The Compliance Advisor must understand when situations warrant escalation to the M&T… more
- Capital One (Mclean, VA)
- Privacy Compliance Advisor , Manager (Processes and Governance) Capital One's technology transformation has presented an exciting opportunity to usher in leading ... company. . The ProGov Team is seeking a Privacy Compliance Advisor Manager that is a highly...+ CIPP (Certified International Privacy Professional), or CRCM (Certified Regulatory Compliance Manager) At this time, Capital… more
- Capital One (Mclean, VA)
- Compliance Advisor Manager We are seeking a highly motivated and talented Compliance Advisory Manager to join our team in supporting US Card Compliance . ... + Master's Degree or Juris Doctor + CRCM (Certified Regulatory Compliance Manager), CAMS (Certified Anti-Money Laundering...be regularly worked. McLean, VA: $146,100 - $166,700 for Compliance Advisor Manager Richmond, VA: $132,800 -… more
- Capital One (Mclean, VA)
- Privacy Compliance Advisor , Manager (Enterprise Services) Capital One's technology transformation has presented an exciting opportunity to usher in leading edge, ... + CIPP (Certified International Privacy Professional) certification, CRCM (Certified Regulatory Compliance Manager) certification, ACAMS (Association of… more