- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser Representatives (IARs) in accordance ... and guidelines as well as firm policies governing advisory accounts. An Advisor , general investment advisory is expected to conduct reviews which… more
- CrossBoundary (ME)
- Vietnam - Investment Advisor About the Firm Founded in 2011, CrossBoundary is a mission-driven investment firm committed to unlocking the power of capital ... and strong returns in underserved markets. CrossBoundary provides transaction and investment advisory services, having developed a specialized expertise in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... management. The Supervision department partners closely with the business to proactively...persons prior to affiliating with/joining Raymond James. The Senior Advisor of this team will work in partnership with… more
- Thrivent Financial (Bismarck, ND)
- …marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and ... and design decisions. + Works with clients, under the supervision of Lead Advisor , to obtain information...individuals who are financial advisors are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... management. The Supervision department partners closely with the business to proactively...+ Monitors and keeps up to date with applicable securities/ advisory regulations. + Interprets, applies and recommends changes to… more
- Bank of America (Denver, CO)
- …transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. ... sales management in executing sale force growth plans and support effective Advisor recruiting strategies. + Sales Supervision : Administer superior sales … more
- Truist (Richmond, VA)
- …preferred + 6-8 + years related retail brokerage and/or investment advisory experience with an emphasis in Supervision /Compliance. + Employee should have ... supervisor for assigned group of high performing Wealth Brokerage advisor teams and primary point of contact for Central...a **thorough knowledge of retail brokerage and investment advisory industry rules, regulations, and operations.**… more
- Commerce Bank (Leawood, KS)
- …resources to grow into the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come easy. And after more ... management services including financial planning, estate and tax planning, investment management, private banking and trust administration services. Our approach… more
- JPMorgan Chase (New York, NY)
- …types - from evergreen funds to SMAs, as well as brokerage and advisory solutions with investment discretion. Our Alternatives platform combines specialist ... JP Morgan Global Alternative Investment Solutions is one of the largest, most...by serving as a key point of contact and advisor to the executive management team, providing high-level support… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …firm is building out their Partner Services function and hiring a Senior Tax Advisor to the team. The ideal candidate will have excellent organizational, oral and ... detail-oriented, highly accurate, and a self-starter who can work with minimal supervision in a team-oriented environment. The finance group, which provides support… more