- BlackRock (Wilmington, DE)
- …the world's largest asset manager? Look no further! BlackRock is currently seeking an ** Investment Guidelines Compliance Analyst ** to become a member ... will be primarily responsible for interpreting and analyzing the investment guidelines of our clients and coding...compliance system is Aladdin, where we code the guidelines using BlackRock's proprietary coding language, which is similar… more
- T. Rowe Price (Baltimore, MD)
- …system, Charles River (CRD), and supports client reporting on these restrictions. The Investment Compliance Senior Analyst collaborates with, and provides ... us and grow your career with us. Role Summary Investment Compliance is a global team responsible...When necessary, liaises with trading, legal, client operations and/or investment personnel by assisting with interpretation of guidelines… more
- T. Rowe Price (Baltimore, MD)
- … investment activities. This includes account customization, interpreting account guidelines , resolves compliance issues and oversees performance composites. ... Income and Equity teams. Role Summary The Lead Portfolio Investment Analyst (PIA) resides within the ...regarding trades, accounts and best practices + Works with Compliance and Legal to clarify and resolve investment… more
- Zions Bancorporation (Salt Lake City, UT)
- …the opportunity. Zions Bancorporation is currently seeking a Fixed Income Trader and Investment Analyst with the following qualifications to join the downtown ... Responsibilities: + Responsible for managing assets within the specific parameters of the Investment Policy Guidelines for each account. + Work with high profile… more
- Raymond James Financial, Inc. (New York, NY)
- …and trends. Contribute to the development and delivery of financial policies, guidelines , and protocols to ensure the company complies with regulations and good ... financial practice. Develop and amend investment models to provide input to senior colleagues and/or...of policy. Edit document in line with organizational style guidelines and prepare information for publication. Build effective working… more
- Raymond James Financial, Inc. (New York, NY)
- …key themes and identify possible impacts on the business. Develop and amend investment models to provide input to senior colleagues and/or help manage assigned ... match the needs and expectations of each audience. Develop and deliver financial guidelines and protocols to ensure the company complies with regulations and good… more
- T. Rowe Price (Owings Mills, MD)
- …relates to beneficial ownership compliance restrictions coded into the firm's investment compliance monitoring system, Charles River (CRD). The Legal ... Compliance Firm Ownership Senior Analyst collaborates with, and provides information to a diverse...assess permissibility. When necessary, liaise with trading, legal, and/or investment personnel by assisting with interpretation of guidelines… more
- Wellington (New York, NY)
- …client's investment guidelines , and coding them into Sentinel, the investment compliance system, + 2) Interacting real-time with investors to evaluate ... ensure Portfolio Managers' investments comply with both regulatory requirements and client investment guidelines . This role offers the successful candidate the… more
- Louisiana Department of State Civil Service (Baton Rouge, LA)
- …accounting, auditing, research, and analysis related to the State's $7.5 billion investment portfolio. The incumbent ensures compliance with constitutional and ... STATE TREASURY FISCAL CONTROL ANALYST 1-3 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4822769) Apply STATE TREASURY FISCAL CONTROL … more
- US Bank (Tempe, AZ)
- …what you excel at-all from Day One. **Job Description** Conduct regulatory compliance testing of brokerage, investment advisory, institutional capital markets ... and investment service activities within Compliance Quality Assurance. Assess assigned business line's ...the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related… more