- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** This role will support the Compliance Issue Management team (CIM) to ensure the proper ... management reporting for senior leadership to support issue tracking for compliance . + Assist in...management self-identified issues (MSII) within the Firm's central issue tracker tool for compliance , assessing and… more
- Adecco US, Inc. (Atlanta, GA)
- …1 day remote) This associate will be a part of the Global Compliance Office (GCO) and technology handling the process of thoroughly verifying and confirming the ... of its clients in their search for a **Risk Issue Validation in Charlotte, NC, Richmond, VA, or Atlanta,...validity, and resolution of identified technology issues to ensure compliance with regulations, policies, and risk program requirements. Our… more
- SMBC (Jersey City, NJ)
- …Reporting to the Director of Compliance Program Management , the Compliance Program Management Associate assists the team with the oversight, ... the Risk and Control Self-Assessment ("RCSA") process and draft reports for BSA/AML Compliance Officer and senior management review + Develop and manage robust… more
- Grant Thornton (Philadelphia, PA)
- …duties as assigned + Conduct testing activities for Consent Order Validation, Issue Management , and independent monitoring engagements, responsible for execution ... As a Regulatory Compliance Risk Senior Associate , you will...background highly preferred + Knowledge of consumer protection principles, compliance management systems, compliance risk… more
- Grifols Shared Services North America, Inc (Los Angeles, CA)
- …accommodate the 24-hour, 7-day plant operation. The estimated pay scale for the Regulatory Compliance , Associate role based in Los Angeles, CA, is $73,913 - ... as well as compose audit responses and corrective actions to ensure company compliance with internal processes. This position will include the following major areas… more
- SMBC (Jersey City, NJ)
- …adoption by researching and documenting data lineage, data element definitions and issue management resolution. The individual uses various reporting and BI ... competitive portfolio of benefits to its employees. **Role Objectives: Delivery** The Compliance Data Governance Operations Associate is a fast-paced role… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate . The Associate -level position ... Identifies underlying issues and escalation / validation thereof with stakeholders. + Drafts Issue Memorandums and Reports for issuance to management . + Assists… more
- Amgen (Washington, DC)
- …us and transform the lives of patients while transforming your career. **Senior Material Compliance Associate ** **What you will do** Let's do this. Let's change ... Master's degree OR + Bachelor's Degree and 2 years of Marketing Communications Project Management experience OR + Associate degree and 6 years of Marketing… more
- Google (New York, NY)
- …with second line teams on control design, training and awareness initiatives and issue /incident management programs to ensure compliance with policy ... experience. + 4 years of experience working in consulting, sales operations, compliance , risk management or a related field. Preferred qualifications: +… more
- SMBC (Jersey City, NJ)
- …the ongoing tracking and completion of FCC-owned issues and drive resolution. + Assist compliance issue owners/managers through the issue closure process and ... and applicable rules, regulations, and processes, especially BSA/AML/OFAC. Foreign bank and issue management experience are a plus. + Superior organizational… more