- Capital One (Mclean, VA)
- Audit Director , FCC & Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... compliance and/or financial crimes compliance across the bank. A Director on the Compliance Audit team will be responsible for designing and executing… more
- SMBC (Jersey City, NJ)
- …competitive portfolio of benefits to its employees. **Role Description** Reporting to the Director , FCC Analytics in the Compliance Department, Americas ... work in an independent fashion in support of the Compliance Analytics group's goals and objectives. This position is...with stakeholder such as model validation team and internal audit to address and observations, findings, and gaps to… more
- MUFG (Tempe, AZ)
- …control outputs meet the established quality objectives set out within the Global FCC QA Methodology. + Maintaining and approving written QA operating manuals for ... conducting QA reviews in accordance with the Global FCC QA Methodology. + Supporting the development and maintenance of the financial crimes controls to drive… more
- GCI Communication Corp (Lanham, MD)
- GCI's Broadband Grant Compliance Director is responsible for implementing and overseeing the management and compliance of federal broadband grant awards, ... + Recordkeeping and Transparency: Maintain comprehensive and organized records of compliance activities, audit findings, training sessions, and communications… more
- SMBC (Jersey City, NJ)
- …the Compliance Department and business partners throughout SMBC to enhance the FCC Compliance Program, and is a liaison between Fraud control owners, Fraud ... competitive portfolio of benefits to its employees. **Role Description** Reporting to the Director of Compliance Program Management, the Compliance Program… more
- TIAA (Frisco, TX)
- **Financial Crimes Compliance Associate** This role supports the planning for enterprise compliance programs related to financial crimes prevention, to ensure ... the organization functions are in compliance with all relevant laws and regulations, and to...requirements and analysis as directed by the FIU Sr. Director to include testing and training. **Key Responsibilities and… more
- Panasonic North America (Newark, NJ)
- …world of work. **Responsibilities** **What you will get to do:** The Manager of Customs Compliance will report to the Director of Finance & Operations. The main ... **Overview** The Manager of Customs Compliance will manage vendors, internal resources and partners,... with partner government agency requirements including TSCA, FDA, FCC , APHIS, and others. + Oversee entry issues and… more
- SMBC (Albany, NY)
- …Cash Management Services, International Services **JOB SUMMARY:** Within the Financial Crimes Compliance , (" FCC "), the Sanctions Compliance Team ("SCT") ... involved in performing assignments in the absence of the Director and ensures compliance of all business-as-usual...of upgrades to Compliance applications. + Ensures compliance with all regulatory practices outlined by FCC… more
- Ferguson Enterprises, LLC. (Mcdonough, GA)
- …the Multi-family and Commercial Lighting Portfolio. And will collaborate closely with the Director of Product Development and Sales Teams to deliver a full range of ... A key part of this role will be managing compliance with UL/ETL, DOE, CEC Title 20 and Title...20 and Title 24, Prop 65, MaedBs, Energy Star, FCC , Dark Sky, IC rating, regional restrictions and ensuring… more