- Bank of America (Los Angeles, CA)
- Brokerage Services Financial Advisor Los Angeles, California **Job Description:** Merrill Lynch Wealth Management is a leading provider of comprehensive ... of Bank of America. The Merrill Advisory Group (MAG) Financial Advisor (FA) is a fully licensed,...part of a centralized coverage team that provides dedicated brokerage services to UHNW Private Bank clients.… more
- Truist (Orlando, FL)
- … support via phone to self-directed brokerage clients as well as Financial Advisor assigned account holders with assistance from senior staff or management ... the service support team for Self-Directed, Centralized Advisor Center (CAC) assigned and Signature Advantage brokerage...to internal Client Advisory Center when aligns with clients' financial needs. 8. Serve as an advocate of the… more
- Citigroup (Tampa, FL)
- …platforms, clients and businesses are maintained. **Job Purpose - Global Head of Brokerage Services , Futures and Derivatives Clearing Operations** , The global ... Head of Brokerage Services , Futures and Derivatives Clearing Operations,...as is the detailed understanding of the impact that brokerage has on financial ledgers. In current… more
- Truist (Roanoke, VA)
- …and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND RESPONSIBILITIES Following is ... client trades and transactions. 2. Receive and place orders as directed from Financial Advisor and assigned clients. Reply to queries regarding general market… more
- Truist (Homewood, AL)
- …the integration and application of financial planning tools and concepts into the overall service model of a Financial Advisor team, as well as client ... engagement. Provides leadership to the Financial Advisor team, contributing to the short...a proven track record in relationship management and client service . + ** Financial Industry Regulatory Authority (FINRA)… more
- Truist (Atlanta, GA)
- …current clients and actively sourcing prospective clients. Provides leadership to the Financial Advisor team, contributing to the short and long-term strategic ... in the establishment of the strategic direction of the Financial Advisor team to increase revenue. 2....and risk tolerance to determine which investment products and services best meet the client's needs and to implement… more
- Anywhere Real Estate (San Jose, CA)
- …our purpose to empower everyone's next move through our leading integrated services , which include franchise, brokerage , relocation, and title and settlement ... + **Broad vision** : Embraces Coldwell Banker's value proposition and full- service offerings to prospective agents. Drives penetration of preferred services… more
- Truist (Danville, VA)
- …JOB SUMMARY Direct and execute all marketing and direct sales activities for a Financial Advisor team with a goal of increasing client retention to sustain ... and grow revenue. Provide leadership to the Financial Advisor team and contribute to the...experience 2. Five years of marketing experience in a brokerage firm with significant supervisory responsibility 3. Demonstrated ability… more
- Access Dubuque (Dubuque, IA)
- …### Fax [email protected] Email True False True **Job Details** Categories Banking/Mortgage/ Financial Services Customer Service Education Graphic ... Brokerage Experienced Sales Executive **Cottingham & Butler/ SISCO**...1-3 years of sales experience who are motivated by financial rewards. **What You'll Get:** At Cottingham & Butler,… more
- Vanguard (Malvern, PA)
- …leaders with legal advice on issues impacting Vanguard's retail brokerage business activities and investment product development, transactions, and regulatory ... and inquiries. + Partner with Compliance, Risk, Audit, and other shared service functions, to ensure appropriate policies, procedures and supervisory framework on… more