- City National Bank (Los Angeles, CA)
- * BUSINESS CONTROLS OFFICER 1LOD -...as the senior-most advisor and partner to the Commerical business on risk and control related activities ... Commercial business and aligned to the Chief Controls Officer who is responsible for objective...experience in first line or second line risk and control *Additional Qualifications* * Broad understanding of business… more
- Citigroup (Getzville, NY)
- …RCSA is the Citi-wide program that enables the recording and management of key controls in accordance with the Control Standard. RCSA provides a well-controlled ... firm, and our reputation. **Job Description:** Join Citi's Markets Controls team to lead several critical control ...preparation of management metrics and presentations + Support the In- Business Risk & Control and Business… more
- M&T Bank (Wethersfield, CT)
- …capabilities for all assigned loans. Position serves as the first line of defense ( 1LoD ), adhering to the necessary controls , to mitigate unnecessary exposure to ... within established deadlines. Submits competed Commercial Closing Checklist to Senior Closing Officer for review and to obtain 'Clear to Close'. + Follows up… more
- City National Bank (Los Angeles, CA)
- …WHAT IS THE OPPORTUNITY? This position will report to City National Bank's ("CNB") Business Controls Officer ("BCO") for Consumer Banking; however, this role ... for assigned enterprise programs * Design, develop, and/or implement business -specific controls , for assigned programs, to strengthen...or external audits. * Act as a liaison representing Business Control Office at both internal and… more
- Citigroup (New York, NY)
- …Bank and Citi Private Bank. **Job Background/Context** The Wealth Lending business provides financing against liquid and marketable securities as well derivative ... successful candidate will have the opportunity to contribute to our growing business , benefiting from Citi's considerable strengths and footprint in serving affluent… more
- Truist (Atlanta, GA)
- …Regulatory Capital subject matter expert, providing informal guidance to the business and broader Finance organization. Draft interpretive memoranda to both address ... rule ambiguity questions and as part of new business initiatives. Assist in production and maintenance of RWA...from time to time. 1. In the capacity of 1LOD (first line of defense) subject matter expert, address,… more
- Santander US (Miami, FL)
- …Risk Officer (CORO). * Assess and communicate Technology and Business Continuity risk associated with all material activities/projects of the company. * ... independent review and challenge with first line of defense ( 1LoD ) and address risk and control self-assessment...business contingency planning and scenarios in support of 1LoD and 2LoD operational effectiveness and BSI CORO oversight.… more
- KeyBank (Cleveland, OH)
- …(MRTM) team, under the guidance of the Chief Market and Treasury Risk Officer , within the Risk Management organization is responsible for the second line of ... ongoing monitoring of risk limits and governance requirements. Role works directly with 1LOD and 2LOD stakeholders to ensure findings are verified and sustainable in… more
- BMO Financial Group (Chicago, IL)
- …Working Groups/Forums and provides regular updates. + May establish/manage a 1st LOD control group to oversee business /group adherence to the applicable risk ... , reporting on risk assessments and reviews, ensuring the business /group management addresses any identified risks and control...to management concerning the design, and operation of the business /group controls . + May consult to or… more
- City National Bank (Los Angeles, CA)
- …and maintain effective partnership and teamwork with all key Stakeholders including First Line Business Control Officer teams, the broader ORM team, RBC ... to identify, measure, monitor, and mitigate operational risks arising from CNB's business processes, people, systems or external events. ORM works across CNB's… more