- Broadridge Financial Solutions (New York, NY)
- …leadership role responsible for providing all planning analytics and decision-support for the Bank Broker Dealer (BBD) and Broadridge Customer Communications ... responsible for setting expectations for management and delivering timely financial information including results, forecasting and budgeting, competitive analysis,… more
- Bank of America (New York, NY)
- …managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer ( CFO ) Group, we also bring together a ... view across all seven risk types for the Company's CFO . The team helps Bank of America...across all scenarios + Lead EFR coverage of SEC broker dealer net capital rules and CFTC… more
- Regions Bank (Charlotte, NC)
- …Administration of Expense System and Card applications + Booking & reconcilement of non- broker - dealer activities + External bank administration, settlement & ... current Accounting & Operations Manager in addition to the CFO . Responsibilities will include: + 20 - 30 hours/week...training + BSA/AML reviews + Client invoicing + Other Broker - Dealer related support This position is for… more
- TD Bank (New York, NY)
- …corporate accountants to work collaboratively to achieve a timely close along side the Broker Dealer reporting and Financial Operations teams + Assisting ... runs the US wholesale controllers' group under the US CFO . The successful candidate will be responsible for the...will review entries and reconciliations for the books of broker dealers and non- broker dealer … more