- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Communications Surveillance Vice President role will report to the ... Lead of Transformation, Audit and Reporting within the Compliance Communications Surveillance function and... Surveillance Program. As a change agent, Communications Surveillance Vice President will… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TDS US Compliance team is looking for Vice President candidates to join the trade surveillance team. Preferred 5-10 years ... of Compliance function initiatives and programs * Prepare summaries, communications , reports and presentations for management, regulators, and other internal and… more
- TD Bank (New York, NY)
- …as needed, and providing advice and support, as required. Within the Global Compliance Department, the Global Surveillance Team is responsible for conducting ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $120,000 - $250,000 USD TD is...surveillance of communications and trading as it relates the market manipulation,… more
- Bank of America (Dallas, TX)
- …* Written Communications * Collaboration * Technical Documentation * Monitoring, Surveillance , and Testing * Data and Trend Analysis * Issue Management * ... Vice President - Global Markets Credit Commodities Credit...traders/marketers and other credit risk and support groups (ie Compliance , Finance, Operations, etc.). Incumbents typically have over five… more
- JPMorgan Chase (Tampa, FL)
- …materials, and act as a liaison for issue resolution. Review and resolve compliance surveillance inquiries + Provide principal approval for brokerage trade ... for appropriate resolution + Act as liaison for annual compliance branch exam. Work with Market Manager to address...research and quantitative skills. + Strong written and verbal communications skills, including an ability to communicate with all… more
- University of Colorado (Aurora, CO)
- …**University of Colorado Anschutz Medical Campus** **Department: Office of the Vice Chancellor for Research** **Job Title: Human Resources Specialist** **Position ... student positions online. + Creates and maintains electronic personnel files in compliance with applicable legal requirements. + Provide back-up support for the ORC… more
- BMO Financial Group (New York, NY)
- …(eg, FINRA). + Investigate and respond to regulatory inquiries from 2nd line Compliance and market surveillance regulators. + Provide guidelines to the line ... for directing, leading and operating the First Line of Defence's Operating Group Compliance Program (OGCP). An OGCP is the system of policies, processes and controls… more
- University of Colorado (Aurora, CO)
- …maintain records. + Communicate travel and purchase polices to maintain compliance . + Creates purchase orders, requisitions, payment vouchers, assists with vendor ... and distribution. + Communicate travel and purchasing polies to maintain compliance . Creates purchase orders, requisitions, payment vouchers, assists with vendor… more
- Sierra Nevada Company, LLC (Lone Tree, CO)
- …ISR and aviation systems. Its end-to-end Command, Control, Computers, Communications and Intelligence, Surveillance & Reconnaissance (C4ISR) capabilities ... a strategic growth area for SNC. The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area...area remote sensing + Engage regularly with Sr. Director, Vice President, and Senior Vice President of… more
- Golden Route Operations (Las Vegas, NV)
- …on business demands + Works on special projects as assigned by the Corporate Vice President of Security & Surveillance and/or the property General Manager + ... Assists property General Manager and Corporate Vice President of Security & Surveillance with...meets the company's guest service culture standards + Ensure compliance with all applicable gaming laws and company internal… more