- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo, and striving to be best-in-class. As a Compliance Surveillance Lead ( Futures Trade Surveillance ) Vice ... President within the North America and Latin America Futures Trade Surveillance team, you will be...work closely with Line of Business management and LOB Compliance stakeholders, as well as global/regional Surveillance … more
- TD Bank (New York, NY)
- …communication and/or escalation of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence * Provide ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $150,000 USD TD is...is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in … more
- ExxonMobil (Spring, TX)
- …5 years of experience in risk compliance in energy commodities * Compliance experience in futures , financial and physical commodities trading * Working ... **About us** At ExxonMobil, our vision is to lead in energy innovations that advance modern living...in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor. Become part of a team responsible for… more
- Thrivent Financial (Minneapolis, MN)
- …on resolution of identified findings. + Collaborate with corporate Suitability/ Surveillance /Supervision teams, Compliance /Legal, and field leadership to assess ... Lead supervisory oversight and risk management program for...counsel field leaders and IARs/RRs on regulatory, supervisory, and compliance requirements. Responsibilities also include serving as a subject… more
- JPMorgan Chase (Jersey City, NJ)
- …into well-structured and technically feasible solutions. Your adaptability and ability to lead through change will enable you to navigate complex situations and ... audiences + Candidate must have subject matter expertise in Regulatory, Trade surveillance platforms and capital markets + Candidate should advocate and develop new… more