- Citigroup (Tampa, FL)
- …reported issues. Key Activities include: + Developing, implementing, and executing compliance monitoring , continuous assurance, and reporting programs within an ... + Participating in the planning, executing, and reporting of compliance monitoring and compliance and...**Qualifications:** + 6-10 years of experience + Understanding of Global Markets business activities and products, preferably Rates and… more
- JPMorgan Chase (Brooklyn, NY)
- Join JP Morgan Chase as a Control Monitoring Lead and drive impactful change in Global Corporate Banking. This role offers significant career growth and the ... management and business operations. **Job Summary** As a Control Monitoring Lead within the Global ...to facilitate compliance processes. + Manage and lead a control monitoring team. + Coach… more
- Bristol Myers Squibb (Princeton, NJ)
- …results to relevant stakeholders + Create actionable monitoring capabilities for global HCC and anti-bribery compliance monitoring for BMS entities ... and ethics due diligence program for third parties, and to implement monitoring capabilities to address healthcare compliance (HCC) and anti-bribery risks… more
- Global Foundries (Malta, NY)
- …markets. For more information, visit www.gf.com. Job Profile Summary The Principal Analyst Global Compliance & Reporting will be responsible for ensuring that ... the organization adheres to global compliance standards and accurately reports on... requirements for grants in US. The role involves monitoring compliance milestones, managing reporting obligations, and… more
- SMBC (Jersey City, NJ)
- … Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform testing of its broker/dealer ... program. This position will principally serve as a team lead for monitoring and testing engagements. The...Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements + Assists… more
- NatWest Markets (Stamford, CT)
- …Testing Compliance Assurance Officer reportingto the US General Counsel and the Global CCOwill lead the Compliance Assurance team responsible for ... and oversee the NWM, US Compliance Assurance Monitoring and Testing Plan. + Lead the...the industry. **Education and Experience:** + 10+ years of global compliance and audit related experience, and… more
- JPMorgan Chase (Tampa, FL)
- …challenging the status quo and striving to be best-inclass. As a Monitoring /Testing Lead - Vice President in the Global Financial Crimes Compliance ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...the Firm's lines of business and Corporate Functions. CCOR Monitoring and Testing (M&T) activities represent an independent evaluation… more
- Intuit (Mountain View, CA)
- Overview Come join our amazing team of leaders, learners and world-class compliance professionals. We're a high-performing team that enjoys working together to ... business outcomes that strengthen the Intuit brand. Intuit's Legal, Compliance & Policy Organization (LCPO) is seeking a Staff...results and is critical to our success as a global company. We are committed to recruiting, developing, and… more
- S&P Global (New York, NY)
- …on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy's ... there is an effective or potential conflict of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Equal Opportunity Employer**… more
- Edwards Lifesciences (CA)
- …Critical Care will operate as a separate business unit, called Advanced Patient Monitoring (APM) within BD's medical segment, aligning with BD's smart connected care ... approach. BD is one of the largest global medical technology companies in the world and is advancing the world of health by improving medical discovery, diagnostics… more