- Santander US (New York, NY)
- Compliance Officer - Markets Business Line Advisory Compliance New York, United States of America USA Job Family Description: You will provide ... securities laws/regulations; draft, update and implement relevant policies/procedures; Provide regulatory/ compliance training; assist the Business in implementing… more
- Manulife (Boston, MA)
- **Reports To:** Asia Chief Compliance Officer , with a matrix reporting line to the Global Chief Anti-Money Laundering Officer . On an interim basis there will ... Manulife is seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead the ...anti-money laundering (AML) regulations and initiatives. + Collaborate with market Compliance Officers in Hong Kong and… more
- J&J Family of Companies (Raritan, NJ)
- …& Johnson is currently recruiting for a Director, Health Care Compliance Officer for the Innovative Medicine business with responsibilities for areas within ... Development. This position is located in Raritan, NJ. The Director, Health Care Compliance Officer will set strategic direction, provide oversight, lead … more
- City National Bank (Studio City, CA)
- …impact clients and their accounts. Once risks are identified, the Compliance Officer collaborates with the line of business to address them effectively. ... *FAIR BANKING COMPLIANCE OFFICER * *WHAT IS THE OPPORTUNITY?*...departments to accomplish common goals. * Consult with the business units' compliance officers or other management… more
- Citigroup (New York, NY)
- Serves as a senior function/ business /product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission...+ Serving as a subject matter expert on Citi's Compliance programs. Provides expert guidance on function/ business /product… more
- Citigroup (Jersey City, NJ)
- Serves as a function/ business /product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/ business /product...to business groups (IB Advisory and Capital Markets ) as well as Legal and Compliance … more
- Scotiabank (Tampa, FL)
- Compliance Officer , Global Banking & Markets , US Compliance **Requisition ID:** 222945 **Salary Range:** 153,000.00 - 256,275.00 _Please note that the ... in an inclusive and high-performing culture. ** Compliance Officer - Global Banking & Markets -...applicable on operational guidelines (NACHA, Fedwire) impacting the GTB business . + Lead the Compliance Program for… more
- NatWest Markets (Stamford, CT)
- …assigned as necessary to ensure the proper operations of the department and the business . **Director, Electronic Trading Compliance Officer , US** Seeking an ... Director Electronic Trading Compliance Officer , US Stamford,United States Permanent...internal policies. + Help to resolve queries from the business with regards to eTrading. + Review market… more
- Travelers Insurance Company (Hartford, CT)
- … Business Insurance, reporting to the Associate Group General Counsel & Chief Compliance Officer , Business Insurance (BI AGGC). With the growing legal ... regulatory review and consulting within BI (in coordination with market , product & compliance BI Legal Services...efficiently evaluate how to pursue more opportunities in their markets ; + Assists the business in creating… more
- Citigroup (Jersey City, NJ)
- … compliance training resources and tools available centrally to support country/ business compliance programs training and research needs. + Additional duties ... Serves as a compliance testing officer for Independent ...relationships within CIA function and with other stakeholders including Business process owners and Internal Audit function. + Identifying… more