- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... to address reported issues. Key Activities include: + Developing, implementing, and executing compliance testing and reporting programs in accordance with the … more
- Citigroup (Wilmington, DE)
- …is a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance Monitoring and Testing Officer within Citi's Independent Compliance ... strong emphasis on analytical thinking, the use of data analytics in compliance testing , and the ability to investigate deeply and drive meaningful results.… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services ... relative to lending, deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management… more
- Byline Bank (Chicago, IL)
- … Officer opportunity! **Objective of Position** : The Compliance Officer assists with the monitoring and testing components of the Compliance ... policies and procedures are being followed. **Duties and Responsibilities:** + Performs compliance testing to ascertain compliance with applicable banking… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions. Executes ... compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. **ESSENTIAL DUTIES AND… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing plan + Determine scope of reviews; build detailed review steps; ... globally + Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance + Develop...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- Manulife (Boston, MA)
- **Reports To:** Asia Chief Compliance Officer , with a matrix reporting line to the Global Chief Anti-Money Laundering Officer . On an interim basis there will ... Manulife is seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead the ...risks associated with high-net worth channels. + Conduct regular compliance testing and review to ensure ongoing… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... to standards and other applicable policies. The Lead Independent Testing Officer will be accountable for developing...be accountable for developing and executing independent operational and compliance risk and control testing focusing on… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... execution, and interacting with business stakeholders. The Lead Independent Testing Officer will work with leadership to...in conducting testing activities (either first line testing , second line compliance testing … more
- Logan Health (Kalispell, MT)
- …Summary: Join the Billings Clinic - Logan Health System as Our Next System Chief Compliance Officer Are you a visionary leader ready to make a profound impact ... ? Step into the pivotal role of System Chief Compliance Officer at the newly unified Billings...by applicable law. If you require accommodation to complete the application, testing or interview process, please notify Human… more