- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned ... areas of the compliance program covering consumer including monitoring business area compliance with applicable laws and regulations, ensuring controls are in… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* WHAT IS THE OPPORTUNITY? The Senior Compliance Officer will act in a compliance ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- T. Rowe Price (Baltimore, MD)
- …professional to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically ... business on compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities, responding to inquiries, and… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Mar 6, 2025 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description This position requires providing ... at least 5 years of experience in managing projects and/or regulatory compliance experience. Expertise and knowledge of banking operations and applicable regulations… more
- Gulfstream (Savannah, GA)
- …[[cusuniqSkills]] Education and Experience Requirements Bachelor's Degree in business, compliance , supply chain, engineering or related field required or equivalent ... Position Purpose: Provide leadership and oversight for import operations and compliance within the Global Trade team. Accountable for influencing the organization… more
- SAP (Reston, VA)
- …a variety of benefit options for you to choose from. **What you'll do** As a Senior People Compliance Officer , you will work in close partnership with the ... Centers of Excellence, Lob's, managers, and employees. **What you bring** As a Senior People Compliance Officer you have: + Solid experience and expertise in… more
- Honeywell (Washington, DC)
- As a Senior Export Compliance Officer here at Honeywell, you will play a crucial role in ensuring that our company operates within the boundaries of export ... and regulations. You will be accountable for developing and implementing export compliance policies, procedures, and strategies to ensure that our business units… more
- Texas Health Resources (Arlington, TX)
- …laws and regulations. Reporting directly to the Senior Vice President and Chief Compliance Officer , the Senior Director, Privacy Officer will ... ** Senior Director Privacy Officer ** _Are you...maintain internal privacy resources and tools. - Perform privacy officer role for System Services, including compliance … more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Citigroup (Irving, TX)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... appropriate. Based in Irving or Tampa, the Ethics Lead Officer will report to an Ethics Sr Group Manager...analysis of reports to be distributed to business committees, senior management, auditors and regulators. + Contribute to accurate… more