- MUFG (Tempe, AZ)
- …team will provide more details. **_Job Summary:_** Reporting to the Head of Core Compliance Practices for Americas, you will lead various activities and tasks ... the enterprise programs and/or assigned by the Head Of Compliance Practices . This is an individual contributor...by compliance leaders and part of the compliance program management. **_Qualifications:_** + 10+ years… more
- JPMorgan Chase (Columbus, OH)
- …experienced with collaboration and leadership qualities. As a Risk Management and Compliance (RM&C) Senior Program Manager within JPMorgan Chase & Co., ... you will be leading a global program responsible for the day-to-day governance and oversight of...across global and regional teams within Risk Management and Compliance + Participate in and help establish technology enhancements.… more
- Project Renewal, Inc. (New York, NY)
- …is responsible for the development, implementation, and management of the organization's compliance program . This position ensures that the organization adheres ... Vice President, Compliance Executive- Varick Street...needs with operational goals. Essential Duties & Responsibilities: 1. Compliance Program Leadership Develop, implement, and continuously… more
- United States Senate Federal Credit Union (Alexandria, VA)
- …Major Duties & Responsibilities + Maintain and grow a comprehensive regulatory compliance program that ensures the credit union's adherence to federal, ... Risk Officer, this position is responsible for leading the credit union's regulatory compliance and public policy functions. The Vice President, Compliance … more
- SMBC (Jersey City, NJ)
- …Processing (NLP) and other model-based capabilities for the Communications Surveillance Program . As a change agent, Communications Surveillance Vice President ... portfolio of benefits to its employees. **Role Description** The Communications Surveillance Vice President role will report to the Lead of Transformation, Audit and… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a Vice President of ... of its broker/dealer (SMBC Nikko Securities America, INC). The Vice President is responsible for execution of the monitoring...is responsible for execution of the monitoring and testing program . This position will principally serve as a team… more
- nVent (Minneapolis, MN)
- … President, Compliance will be responsible for leading the ethics and compliance program and driving key ethics and compliance initiatives, including ... and procedures, training and communications, investigations, third party diligence screening, trade compliance program , data privacy program , and … more
- University of Washington (Seattle, WA)
- …the areas of: Financial Management and Development Activities, Operations Management, Practice Plan Management, Compliance and Risk Management, Research ... cycle, funds flow projections, pro forma accounting, the incentive plan, and compliance requirements. + Forecasts, plans, and reports practice plan… more
- Dana-Farber Cancer Institute (Boston, MA)
- …for overseeing health care compliance at Dana-Farber and development of a compliance program that ensures compliance with all major laws, regulatory ... Compliance Oversight Committee activities including reporting activities of the compliance program to Executive Management and Board level committees,… more
- JPMorgan Chase (Jersey City, NJ)
- …Collaborate with stakeholders from other areas of the firm to enhance the Surveillance program + Interact with Line of Business Compliance and LOB Management to ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...Operational Risk (CCOR) Surveillance Lead (Wealth Management Trade Surveillance) Vice President, you will play a crucial role in… more