- M&T Bank (Clanton, AL)
- **Overview:** The Senior Compliance Testing Analyst - Issue Validation Role is responsible leading and executing compliance issue validations utilizing a ... may occasionally support other portfolios. The incumbent may also represent the compliance testing team on compliance risk management projects related to… more
- Robert Half Management Resources (New York, NY)
- Description We are seeking a Compliance Testing Analyst to join our team in New York. The role will involve compliance testing support for a foreign ... risk management strategies. * Support the organization in control testing activities. * Respond to regulatory inquiries and manage...* Minimum of 1 year of experience as a Compliance Analyst or in a similar role… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing - Branch Examinations team ... risks and controls implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based testing of Citi's … more
- Citigroup (Tampa, FL)
- … risks and controls implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring of Citi's ... Serves as a senior compliance risk analyst for Independent ...activities. + Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation… more
- SMBC (Jersey City, NJ)
- …**Role Description** SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst ... Division. + Serves as a tester for all facets of compliance monitoring and testing engagements. + Assists in the development and refinement of monitoring… more
- USAA (Colorado Springs, CO)
- …makes us special and impactful. **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work ... and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of Defense's oversight of the… more
- MUFG (Irving, TX)
- …as assigned. + Stay abreast of current trends in data management, compliance testing and developments concerning BSA/AML/Sanctions, fraud schemes, and ... of our recruitment team will provide more details. This Analyst role is in the Global Financial Crimes Division...Ltd. This role will assist in the execution of testing of the Bank's Financial Crimes systems and tools… more
- US Bank (St. Louis, MO)
- …what you excel at-all from Day One. **Job Description** Conduct regulatory compliance testing of capital markets, swap dealer, Municipal Securities Rulemaking ... the Corporate & Commercial Banking (CCB) business line. Assess the business line's compliance with CFTC, FINRA, MSRB, OCC and SEC requirements and the adequacy of… more
- TD Bank (Mount Laurel, NJ)
- …the role which is outlined in the general summary below. **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of ... **Line of Business:** Compliance **Job Description:** **Department Overview:** US Compliance Testing (USCT) is a centralized compliance testing team… more
- Medical Mutual of Ohio (Brooklyn, OH)
- …of education/training and experience. . 2 years of experience as a Compliance Analyst or equivalent experience in financial services, preferably health ... drug-free workplace and perform pre-employment substance abuse and nicotine testing ._ **Title:** _Compliance Analyst II_ **Location:** _OH-Brooklyn_… more