- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... to address reported issues. Key Activities include: + Developing, implementing, and executing compliance testing and reporting programs in accordance with the … more
- Zions Bancorporation (Salt Lake City, UT)
- …to the communities we serve. Zions Bancorp has just opened an opportunity for a Compliance Testing Officer . The position could be located in SLC, Houston, ... under local brands and management teams in high-growth western markets . Zions is regularly recognized by American Banker as...Assist management with the development of all phases of compliance testing including scope, planning, data analytics,… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... the proper operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and ... + Participating in the planning, executing, and reporting of compliance testing reviews and regulatory issue validation...middle and back office Operations activities within the Global Markets business, in accordance with the Compliance … more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... reported issues. **Key Activities include:** + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance… more
- Citigroup (Tampa, FL)
- …deliverables across the Markets Controls Assessment and Testing team. The Markets Controls Assessment Officer will be part of a team of approximately 6-7 ... The Markets Control Testing Utility is responsible...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …SUPERVISORY RESPONSIBILITIES: None 78,300.00 - 157,000.00 USD Annual Compliance Officer II- Compliance Fair Lending Testing -Remote LOCATION -- Cincinnati, ... Monitoring and Change management Program ownership. + Recommend protocols for fair lending compliance testing . + Contribute updates to the compliance risk… more
- Bank of America (Washington, DC)
- …Security Officer (BISO) - Global Banking and Global Markets Chicago, Illinois;Washington, District of Columbia; Denver, Colorado **Job Description:** At ... make an impact. Join us! The Sr. Information Security Officer will be a member of the Business Information...in support of the bank's wider risk management and compliance programs * Monitors information security trends internal and… more