- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...and observations into central repository + Prepare and distribute testing reports to senior management detailing review… more
- JPMorgan Chase (Tampa, FL)
- …the box, challenging the status quo and striving to be best-inclass As a Monitoring/ Testing Senior Officer - Associate in the Global Financial Crimes ... Compliance (GFCC) and Compliance Conduct and Operational Risk (CCOR) Testing ...globally. You will report into the North America GFCC Testing Manager . which functions within the firm's… more
- M&T Bank (Clanton, AL)
- **Overview:** **Overview:** The Senior Compliance Testing Analyst is responsible for the leading and execution of compliance testing engagements ... compliance officers to confirm validity of issues; make recommendations to Compliance Testing Manager regarding the appropriate tier rating of identified… more
- M&T Bank (Clanton, AL)
- Overview: The Senior Compliance Testing Analyst is responsible for executing compliance testing and issue validations utilizing a risk-based approach ... compliance officers to confirm validity of issues; make recommendations to Compliance Testing Manager regarding the appropriate tier rating of identified… more
- Capital One (Mclean, VA)
- Senior Compliance Testing Associate The Compliance & Ethics Organization is seeking experienced Senior Associates for our AML, Retail, Retail Card, ... teams who will be responsible for executing risk-based compliance transaction testing under the leadership of...Scripting experience in Python and SQL + Certified Regulatory Compliance Manager (CRCM) accreditation _At this time,… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Capital One (Richmond, VA)
- Senior Manager , Risk: Card Controls Testing Capital One's Card Risk organization is responsible for core areas that span Strategy, Operations, Technology, ... business. We are hiring for our Controls Team a Senior Manager that can deliver the following:...business areas to enable deeper risk mitigation and requirement compliance working closing with all Card business areas to… more
- M&T Bank (Clanton, AL)
- **Overview:** The Compliance Testing Manager II is...including senior management, on all aspects of compliance testing . + Ensure compliance ... to M&T's Commercial and Business Bank Lending portfolio. The Compliance Testing Manager II will...senior level Internal Audit, Business Units, and Corporate Compliance Portfolio Managers. + Encourage integrated testing … more
- Truist (Richmond, VA)
- …of control testing activities (including control design and effectiveness testing ), compliance monitoring indicator (CMI) activities, and Issue Validation ... activities. 4. Perform issue validation testing . 5. Perform control testing . 6. Perform assessment activities. 7. Perform compliance monitoring indicator… more
- M&T Bank (Clanton, AL)
- Overview: The Compliance Testing Manager II - Consumer Protection role is responsible for execution of the Bank's second line of defense independent ... compliance with applicable laws, rules & regulations. The Compliance Testing Manager II is...management system (Archer). + Build strong, collaborative relationships with senior level staff within Internal Audit, First Line Risk,… more