- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... to address reported issues. **Responsibilities:** + Developing, implementing, and executing compliance testing , continuous testing , and reporting programs… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Byline Bank (Chicago, IL)
- …and thrive in a supportive, growth-oriented environment, let's connect to discuss this Sr . Compliance Officer opportunity! **Objective of Position** : The ... Sr . Compliance Officer (Complaints) is responsible for overseeing...and laws. + Knowledge and experience in monitoring and testing compliance processes and procedures. + Solid… more
- County of El Dorado (Placerville, CA)
- Sr . Animal Services Officer Print (https://www.governmentjobs.com/careers/edcgov/jobs/newprint/4756667) Apply Sr . Animal Services Officer Salary ... Click here (https://www.governmentjobs.com/careers/edcgov/classspecs/852415) to view the minimum qualifications for Sr . Animal Services Officer , as well as the… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission...inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance… more
- Citigroup (New York, NY)
- … Compliance Risk Management (ICRM) program. The individual will serve as a senior swap dealer compliance risk officer for (ICRM) responsible for ... The Swap Dealer Compliance Senior Vice President will serve...other regulators as well as to internal reviews from testing and audit. + Advising the business and control… more
- Citigroup (Jersey City, NJ)
- Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- Citigroup (Wilmington, DE)
- Serves as a senior function/business/product compliance risk officer for US Personal Banking Operations - Customer Service - Citi Retail Services (CRS) ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... broker-dealer and a bank dealer and offer general support to the compliance department including testing and surveillance. **Primary Responsibilities** +… more
- Bank of America (Chicago, IL)
- Sr . Manager - BISO ( Business Information Security Officer ) Denver, Colorado;Charlotte, North Carolina; Chicago, Illinois **Job Description:** At Bank of ... benefits to support their physical, emotional, and financial well-being. **Job Description:** The Sr . Manager - Information Security Officer will be a member of… more