- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work ... operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel and the… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous testing , and...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …GENERAL FUNCTION:As a Compliance Officer II (COII) you will conduct compliance testing for the Wealth and Asset Management (W&AM) business and be ... issuing the report. - Develops and report's findings to Senior Management regarding their business lines. - Execute increasingly...Excellent oral and written communication #LI-GM1 Compliance Officer II - Compliance Testing … more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- NatWest Markets (Stamford, CT)
- …**Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible for assessing ... compliance risks and controls within the Swap Dealer testing program. The candidate will be part of an...program. The candidate will be part of an effective Compliance Assurance testing program and will be… more
- Byline Bank (Chicago, IL)
- …and thrive in a supportive, growth-oriented environment, let's connect to discuss this Sr . Compliance Officer opportunity! **Objective of Position** : The ... Sr . Compliance Officer ...procedures are being followed. **Duties and Responsibilities:** + Performs compliance testing with applicable banking laws, rules… more
- County of El Dorado (Placerville, CA)
- Sr . Animal Services Officer Print (https://www.governmentjobs.com/careers/edcgov/jobs/newprint/4756667) Apply Sr . Animal Services Officer Salary ... Click here (https://www.governmentjobs.com/careers/edcgov/classspecs/852415) to view the minimum qualifications for Sr . Animal Services Officer , as well as the… more
- Honeywell (Charlotte, NC)
- Sr Trade Compliance Analyst Charlotte, NC #hybrid after first 90 days As a Senior Trade Compliance Analyst here at Honeywell, you will have a significant ... global operations and success. Your role will involve ensuring compliance with international trade regulations, which is crucial for...and export violations. You will report directly to our Sr Legal Operations Manager, and you'll work out of… more
- Bank of America (Charlotte, NC)
- ESG Program Governance Sr . Officer - Financial & Regulatory Reporting Control Oversight Charlotte, North Carolina **Job Description:** At Bank of America, we are ... for in-scope reporting. **Line of Business Job Description:** The Program Governance Sr . Officer is responsible for assisting with governance and oversight… more
- Citigroup (Wilmington, DE)
- Serves as a senior function/business/product compliance risk officer for US Personal Banking Operations - Customer Service - Citi Retail Services (CRS) ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more