- USAA (Colorado Springs, CO)
- …impactful. **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Colorado Springs, CO)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under the ... papers to support conclusions. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- JPMorgan Chase (Tampa, FL)
- …within the firm's Second Line of Defense and provides Compliance , conduct, and operational risk testing coverage aligned to the Firm's lines of business ... qualifications, capabilities, and skills + Two or more years of relevant compliance / operational risk testing , regulatory, examination, or Internal Audit… more
- JPMorgan Chase (Brooklyn, NY)
- … testing strategies. Oversee creation of a comprehensive compliance and operational risk testing plan, including scope, objectives, and timelines. + ... with various stakeholders across First Line of Defense and Compliance Conduct and Operational Risk (CCOR) to develop test plan, testing strategies,… more
- USAA (San Antonio, TX)
- …and control functions including Business Risk and Control, Compliance and Operational Risk Testing (ECORT) among others to drive successful results ... Risk Management, Technology Risk Management, Stress Testing , and Operational Risk + Federal Reserve Documents: Consolidated Supervision Framework… more
- Citigroup (O'Fallon, MO)
- …disciplinary actions and terminations and budget approval. + Internal Audit, Compliance , Operational Risk , or Quality Control Testing . + 10+ years in ... the end results of performing and default servicing control testing . Full management responsibility of a team or multiple...execution of a process (QA). + Exercise control over Operational and Compliance Risk in… more
- Regions Bank (Charlotte, NC)
- …**Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains ... will serve as Fraud subject matter expert in compliance and operational risk to effectively execute testing activities + Responsible for designing,… more
- Wells Fargo (West Des Moines, IA)
- …Specialist will be accountable for developing and executing independent operational and compliance risk control testing focusing on emerging issues and ... leading testing engagements. + Experience in Audit, Compliance , Risk and Testing . +...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Charles Schwab (Southlake, TX)
- …+ 3+ years of experience in audit, SOX testing , compliance testing , and/or enterprise/ operational risk management. + Self-motivated along with the ... the status quo" and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of the Enterprise and … more
- TEKsystems (Charlotte, NC)
- …Business Finance functions The Chief Risk officer group * Compliance & Operational Risk * Enterprise Independent Testing * Enterprise Credit Risk ... years of Experience Description The COO Horizontal Delivery Team within Enterprise Risk and Finance Technology (ERFT) consists of program managers and scrum masters… more