- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform testing of ... for M&T Program + Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements + Assists in the development… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...+ Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes… more
- Discover (Riverwoods, IL)
- …role to management. The Principal Compliance Specialist - Monitoring and Testing within Corporate Compliance performs a key second line of defense ... Compliance Specialist will be responsible for executing risk-based compliance monitoring and testing for the purpose of independently validating… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and ... stakeholders globally + Assist in identifying areas for enhanced Monitoring , Testing or training Core Compliance...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Truist (Atlanta, GA)
- …You will perform risk management and compliance monitoring and testing for assigned business unit/ corporate function. Monitoring programs will ... compliance monitoring . Prepare detailed reporting on monitoring and testing results with attention to...lead quality assurance and process improvement efforts in a corporate environment. + Excellent organizational skills and ability to… more
- Wells Fargo (Charlotte, NC)
- …role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more about ... programs, risks, and controls according to standards and other applicable policies. Corporate Investment Banking (CIB) Testing and Validation, within IT&V, is… more
- S&P Global (NY)
- …internal use):** 13 **S&P Global Corporate ** **Director - Technology Controls Testing and Monitoring ** **The Team:** Digital Solutions (DS) is an ... and Impact:** + Lead efforts in defining and documenting a comprehensive controls testing monitoring methodology. + Lead inherent risk assessment across various… more
- Mizuho Corporate Bank (New York, NY)
- The Corporate Platform Engineering Lead will oversee the development, implementation, and continuous improvement of critical enterprise platforms. This role requires ... and economically. + Partner with production support to implement bank-standard monitoring , incident response, and disaster recovery processes and ensure the… more