- Principal Financial Group (Bellevue, WA)
- …will include:** + Develop, recommend and implement sales plans, activity reports and rotation schedules with a focus on growing market share. + May provide input on ... marketing, product development, shareholder/broker communications and integration of campaigns with broker dealers and fund wholesaling teams. + Highest level of integrity and presentation skills. If you have extensive knowledge of the financial markets,… more
- Raymond James Financial, Inc. (CA)
- …cross-functional collaboration. **Knowledge, Skills, and Abilities** **Knowledge of** * Wealth management and financial advisory business models, particularly ... of responsibility includes AZ, CA, ID, NM, NV, OR, WA . This position must be located in an "easily-accessible"...compliance standards (eg, FINRA, SEC) as they apply to advisory practices * Advisor recruiting and onboarding best practices.… more