- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their ... to ensure the proper operations of the department and the business. ** Director , Electronic Trading Compliance Officer, US** Seeking an experienced… more
- SMBC (New York, NY)
- …markets products (interest rate swaps, fixed income securities) + Good understanding of electronic trading + Experience related to auditing Capital Markets and ... audit coverage of Front Office and associated support functions including Sales, Trading , risk management and Operations within the Internal Audit Department. The… more
- Portland General Electric (Tualatin, OR)
- …**Experience** Typically 12 or more years of progressive experience in energy trading , derivatives, marketing or bulk electronic and gas system management ... Reliably optimizes PGE's generating resources, contracts and transmission rights by trading in the electricity market while managing limited fuel sources like… more
- Citigroup (New York, NY)
- …across the different product ecosystems. **Responsibilities:** + Originate and source new electronic trading relationships to increase breadth of clients doing ... also be focused on growth with key existing clients trading cash electronic products. Salesperson will also...in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order… more
- Scotiabank (New York, NY)
- …performance. + Ensure compliance with regulatory requirements and best practices in electronic FX trading . **What You'll Bring:** + Advanced degree (PhD or ... every future! **Overview:** We are seeking a highly skilled Director -level eFX Quant to join our eFX Trading...Deep understanding of eFX market structure, liquidity dynamics, and electronic trading workflows. + Expertise in building… more
- AON (Chicago, IL)
- Aon Securities Compliance and Operations Director - Chicago, IL This is a hybrid role with the flexibility to work both virtually and from our Chicago office Aon ... , conflict of interest disclosures, marketing materials, registrations, and electronic communications. + Support affiliated business compliance partners… more
- Scotiabank (New York, NY)
- …and/or Sell Side experience required + Strong working knowledge of Equities, Electronic Trading , Equity Research, Financing and Balance Sheet, Securities Lending ... Director , Equity Sales Trader; Global Banking & Markets;...financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign… more
- Raymond James Financial, Inc. (New York, NY)
- …Advanced concepts, practices, and procedures of institutional equity sales & sales trading . + Financial markets, products, and electronic networks. **Skill in** ... and skills obtained through education and experience to provide marketing and trading support to Institutions. Regular contact with internal and external customers… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Role:** **Grade Level (for internal use):** 13 **The** **Role:** Director of Data Science - NLP, LLM and GenAI...monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Team** : S&P Global Ratings is seeking an Associate Director to join its Structured Finance practice, which provides...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more