- Citigroup (New York, NY)
- Equities Supervisory Risk and Control position supports a trading and sales environment in relation to US Regulatory Rules as defined by FINRA and the ... Network and collaborate with all supporting teams including Middle Office, Product Control , Business Management, Technology, Compliance, Market Risk , and other… more
- Wells Fargo (Hunt Valley, MD)
- …for Supervisory Control **Required Qualifications:** + 4+ years of Supervisory Control , Risk Management Consulting, Property or Casualty Insurance, ... **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client...resolutions for them and their clients, all while mitigating risk . You must act with integrity and a high… more
- Wells Fargo (St. Louis, MO)
- …in technology and other business groups **Required Qualifications:** + 6+ months of Supervisory Control , Risk Management Consulting, Property or Casualty ... **About this role:** Wells Fargo is seeking a Supervisory Control Associate to join the...make recommendations and provide guidance + Understand compliance and risk management requirements for supported area + Ensure adherence… more
- Scotiabank (New York, NY)
- Senior Manager, First Line Supervision & Support (FLSS) - Global Equities , US Internal Control **Requisition ID:** 215938 **Salary Range:** 117,400.00 - ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...are executed / delivered in support of the US Equities Desks control framework by working with… more
- Wells Fargo (La Crosse, WI)
- …Supervision Managers, and varying Business Units **Required Qualifications:** + 2+ years of Supervisory Control , Corporate Insurance Risk , Risk ... **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our...training + Review and analyze controls to manage high risk investment strategies and complex products + Evaluate resources… more
- Wells Fargo (Fort Worth, TX)
- …Supervision Managers, and varying Business Units **Required Qualifications:** + 2+ years of Supervisory Control , Corporate Insurance Risk , Risk ... **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our...training + Review and analyze controls to manage high risk investment strategies and complex products + Evaluate resources… more
- Citigroup (Getzville, NY)
- …acting as a senior, central point of escalation.** + **Embed an effective supervisory control framework that fully meets Audit, Compliance and Regulatory ... a dominant top 3 player in the market + Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivs, FXPB)...quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control … more
- JPMorgan Chase (Newark, DE)
- **Treasury and Chief Investment Office (CIO) Product Control (P&L and Risk ) - Associate** **ABOUT Treasury/Chief Investment Office.** T/CIO Global Operations is ... support requirements, as well as colleagues within settlement, financial control , market risk , interest rate risk...Responsibilities :** + Production and substantiation of P&L and Risk to CIO/Treasury FO/Management + Provide supervisory … more
- University of Colorado (Denver, CO)
- …policies that support the university's strategy for managing asset and income loss control , loss protection, and risk financing. + Engage and collaborate with ... loss control process support + Analyze and provide appropriate risk management recommendations on contracts and agreements related to insurance requirements,… more
- JPMorgan Chase (Tempe, AZ)
- …delivering exceptional customer service and cultivating strong relationships. As a Central Supervisory Manager, you will play a crucial role in ensuring our trading ... + Assess the suitability of select new accounts and products. + Escalate supervisory issues with actionable recommendations for resolution. + Collaborate with Field … more