- SMBC (New York, NY)
- …identify and provide training and conduct monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income activities ... of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and...responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief … more
- Bank of America (New York, NY)
- ASO, FICC Trading / Global Mortgages- ABS Banking New...in the market to gain insight into marketing and sales trends + Supports the trading strategy to ... and interacting with deal team members + Assists with sales , trading , and hedging activities and documents...to Detail + Customer and Client Focus + Regulatory Compliance + Research Analysis + Risk Analytics + Microsoft… more
- Bank of America (New York, NY)
- …and employee engagement and development. **Global Markets:** Global Markets offers sales and trading services globally, including research, to institutional ... HR Manager - Fixed Income, Currencies and Commodities ( FICC ) New York, New York **Job Description:** At...institutional investor clients in support of their investing and trading activities. We also work with our commercial and… more
- Bank of America (New York, NY)
- …AMRS region. These can involve working closely with all parts of Global Markets, including Sales , Trading , as well as related teams in Legal, Compliance , ... business impact and appropriate response + Work with Legal and Compliance on regulatory interpretation to ensure commercial and regulatory considerations are… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... risk across US businesses (eg, Equities, Prime Services, GTB, FICC , and CIB) + Serve as the first line...financial services industry, particularly in risk management and regulatory compliance , operations, or audit + Bachelor's degree in Finance,… more