- Raymond James Financial, Inc. (FL)
- …**Essential Duties and Responsibilities:** * Responsible for assisting the Chief Fiduciary Officer in providing early intervention on fiduciary problems ... and risk matters relating to the administration of fiduciary accounts. * Working directly with the Chairperson of PAC to coordinate the review of new business… more
- M&T Bank (Wilmington, DE)
- …leadership, Wealth Advisors, Trust Officers, and other internal partners. Serve as key fiduciary consultant to Wealth Advisors and Market Leaders as they develop ... **Overview:** Oversees and implements the organization's fiduciary strategy by providing leadership, direction and oversight of efforts associated with the Trust… more
- KeyBank (Tarrytown, NY)
- …and coordinates the activities of the service team including the Investment Consultant , Portfolio Manager, Fiduciary Director, Wealth Consultant , Regional ... and Wealth Roadmap for assigned clients * Works with the Wealth Consultant and Regional Planning Strategist in building client financial plans * Co-facilitates… more
- The Hartford (Naperville, IL)
- Claims Consultant FL - CV07GE We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working ... Background in Public D&O or Financial Institutions, Financial Services Claims and Fiduciary (ERISA) Claims is a plus, + Candidate should be disciplined,… more
- HUB International (Scottsdale, AZ)
- The Retirement Plan & Investment Consultant provides dedicated on-site and field support for a specified block of retirement plans (401k, 403b, DB, ESOP, NQ etc.). ... customer service, participant education, investment consulting, external reporting, plan fees, fiduciary duties of plan committees, and internal procedures in order… more
- Ascensus (Detroit, MI)
- …ERISA teams. Learn more at FuturePlan.com. The **Vice President, Sales Consultant 's** primary responsibility is to facilitate the growth of new relationships ... expense reports and other special tasks as requested. + Ability to discuss Fiduciary Solutions, including various mutual fund share classes and impact on plan/cost +… more
- M&T Bank (Clanton, AL)
- …control and assurance, budgeting, technology solutions, compliance training + Global Fiduciary Risk: Wealth and investment laws and regulations + Core banking: ... Deposit and lending laws and regulations (B, D, E, H, X, Z, etc.) and regulatory guidance (AMPTA, Subprime guidance, etc.) + Testing and Project Management: All CRM testing functions as well as enterprise testing support to other departments + Enterprise: Laws… more
- M&T Bank (New York, NY)
- …Default Administration & Issue Management, - Supports the 2nd Line of Defense Fiduciary Risk Oversight program through execution of the CRM Program and related ... initiatives: Requirements & Standards Documentation, Compliance Monitoring Activities, Compliance Control Management, Compliance Risk Assessment (CRA), Participation in Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training… more
- M&T Bank (Parsippany, NJ)
- …primarily Retail and Business Banking. Works with Investment Advisors, Fiduciary Advisors, Community partners, Wealth/WISD and Mortgage to deliver advice-based ... products and services catered to the needs of the individual client to meet fiduciary standards. + Increase assets under management by meeting with high net worth… more
- City National Bank (New York, NY)
- …INTEREST MANAGER* WHAT IS THE OPPORTUNITY? This position is responsible for fiduciary analysis, monitoring, analyzing, and escalating matters of regulatory or legal ... job functions. Plays a key role as an internal consultant to colleagues throughout the organization related to the...identified customer harm as applicable. * Present results of fiduciary analysis and management's remediation plans to the Board… more