- Capital One (Mclean, VA)
- Financial Crimes Compliance - Audit Manager (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... team, the candidate will focus on audits of Financial Crime Compliance . **Responsibilities include:** + Plan,...provide feedback on work performed; + Design and perform compliance audit procedures, including identifying and defining… more
- Capital One (Mclean, VA)
- … Crimes Compliance (FCC) Audit team. As a member of the Financial Crimes Compliance Audit team, you will focus on engagements involving ... Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance (FCC) (Hybrid) Capital One's Audit function is a dedicated group of… more
- Wells Fargo (St. Louis, MO)
- …initiatives. + 5+ years' experience in risk management (includes compliance , financial crimes , operational risk, audit and legal). + Experience ... with teams across CSBB, along with partners across FCRM, Compliance , Control, Audit , and Legal regarding risk...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ),… more
- RGP (New York, NY)
- …in the financial services industry, is seeking a skilled Compliance & Financial Crimes Audit Consultant to support their Compliance & Legal ... of compliance , with a primary focus on Financial Crimes , including Anti-Money Laundering (AML), Sanctions,...Privacy Compliance , Electronic Communications Surveillance, and General Compliance Audit Tasks. * Lead audit… more
- Wells Fargo (Addison, TX)
- **About this role:** Wells Fargo is seeking an Audit Manager, Executive Director on the Financial Crimes Audit Team. The Financial Crimes ... risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees,...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ),… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Audit Manager, Vice President on the Financial Crimes Audit Team. The Financial Crimes Audit ... risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees,...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ),… more
- Bank of America (Chicago, IL)
- Audit Manager, Global Financial Crimes...+ Willingness to learn new subject matters in the Financial Crime regulatory compliance space and apply ... test work during moderately complex audit activities of the Global Financial Crimes Program. Key responsibilities include designing and executing audit… more
- RGP (New York, NY)
- …will be at the Sr. Associate to VP level, with expertise in Audit and Financial Crimes Compliance . + Lead and support audits focused on financial ... RGP is seeking a consultant to provide Compliance Audit Support, with a primary focus on financial crime-related audits and other compliance areas. The… more
- MUFG (Irving, TX)
- …+ 3+ years of experience in Financial Services, preferably in Financial Crimes Compliance , Risk Management, Internal Audit or related areas + 3+ ... **Responsibilities:** + Liaise across all three of the MUFG financial crimes compliance lines of...(Sanctions, Anti-Money Laundering, Anti-Bribery & Corruption), business functions, Internal Audit , Compliance Testing, and Exam & … more
- MUFG (Irving, TX)
- …team will provide more details. **Job Summary:** Responsible for supporting the Global Financial Crimes Compliance Testing (GFCCT) function in performing ... deep dives and targeted risk-based thematic reviews of financial crimes compliance (AML, Sanctions,...learned from regulatory findings and internally identified issues by compliance testing and internal audit + Assist… more