- MUFG (New York, NY)
- …details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who ... and able to effectively communicate with various stakeholders. + Assess regulatory/ compliance controls related to areas of coverage. This would include providing… more
- Michigan State University (East Lansing, MI)
- …We are particularly interested in candidates who have experience in supporting low- income , first-generation students to help meet our goals of creating a welcoming, ... implement holistic assessment strategy for advising, including ways of documenting advisor contributions to a culture of care and individualized student attention,… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Lead Fixed Income Trader to join St. Louis team. This trader is responsible for making markets in one or ... more fixed income products and the execution of...firm capital while seeking opportunities that benefit the Financial Advisor and retail clients + Provide liquidity and municipal… more
- Bank of America (New York, NY)
- HR Manager - Fixed Income , Currencies and Commodities (FICC) New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... fixed - income and mortgage-related products. **Located in New York, NY the** ** Fixed Income , Currencies and Commodities (FICC) HR Manager will join the… more
- Citigroup (Getzville, NY)
- …operations and end results + Assist with overseeing the risk control environment, compliance efforts to follow policies and procedures and keep abreast of Citi's ... clients and internal operations groups + Serve as an advisor and coach to new or junior level staff...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Neuberger Berman (Dallas, TX)
- …business development skills; existing Cross-Channel relationships a plus + Strong fixed income /ETF background with a fundamental understanding of alternatives ... The Cross-Channel Advisor Consultant is responsible for furthering the growth...March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private… more
- Bank of America (Los Angeles, CA)
- …**Key Skills:** + Client Investments Management + Expertise in trading equities, fixed income , derivatives, and alternative assets as well as complex ... Brokerage Services Financial Advisor Los Angeles, California **Job Description:** Merrill Lynch...the Merrill Lynch Global Wealth and Investment Branch Office Compliance Manual. This position is subject to SAFE Act… more
- City National Bank (San Francisco, CA)
- …all required account documentation is collected and completed. * For Directed Fixed Income portfolios, monitor for corporate and municipal bond concentrations ... *FINANCIAL ADVISOR SENIOR* WHAT IS THE OPPORTUNITY? The Senior...review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while… more
- Fannie Mae (Washington, DC)
- …to one or more areas within credit, interest rate, counterparty credit risk, and/or fixed income valuation in the financial services industry* * *Expertise in ... **THE IMPACT YOU WILL MAKE* The Model Validation - Advisor role will offer you the flexibility to make...processes, and changes in the financial services industry, regulatory compliance , or other external environmental factors.* * *Work closely… more
- Citigroup (Jersey City, NJ)
- …compliance groups to address information barrier issues, trading in equities and fixed income , employee personal trading and various regulatory inquiries. + ... Serves as a function/business/product compliance risk officer for Independent Compliance ...interpretation on internal policies and procedures **Responsibilities:** + Key advisor to business groups (IB Advisory and Capital Markets)… more