- SMBC (New York, NY)
- …and Skills** + Extensive Compliance Advisory experience at a broker dealer covering fixed income and/or fixed income futures activities. + Strong ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...sales and trading groups with a focus on all Fixed Income activities including Primary Dealer and… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs ... of the department and the business. **Director, Electronic Trading Compliance Officer , US** Seeking an experienced ...and policies on electronic and algorithmic trading for our fixed income and foreign exchange businesses. +… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...sales and trading groups with a focus on all Fixed Income activities including Primary Dealer. +… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been… more
- Sacramento County (Sacramento, CA)
- Sheriff's Records Officer III Print (https://www.governmentjobs.com/careers/sacramento/jobs/newprint/3296544) Apply Sheriff's Records Officer III Salary ... on: 1/31/25 and 2/7/2025 (final) Under general direction, Sheriff's Records Officer III performs highly complex, specialized and technical, supervisory, and/or… more
- General Dynamics Information Technology (Aurora, CO)
- …Accreditation_ _Process_ _Review required documentation to ensure quality, completeness and compliance with ICD 705 and/or other applicable regulations (ie FFC, CSP, ... in ensuring program requirements are met._ _Experience preparing Preconstruction Fixed Facility Checklists (FFC), Construction Security Plans (CSP), TEMPEST… more
- City of Toledo (Toledo, OH)
- Rehabilitation Projects Officer Print (https://www.governmentjobs.com/careers/toledooh/jobs/newprint/2519389) Apply Rehabilitation Projects Officer Salary ... the general supervision of the Lead Safe Coordinator, the Rehabilitation Projects Officer is tasked with planning, implementing, and inspecting homes and residential… more
- Valor Health (Emmett, ID)
- Chief Financial Officer Emmett, ID (http://maps.google.com/maps?q=1202+E+Locust+Emmett+ID+USA+83617) Apply Description Position Title: Chief Financial Officer ... Chief Executive Officer (CEO) I. Position Summary: The Chief Financial Officer (CFO) will be responsible for overseeing the financial operations and strategic… more