- Wells Fargo (Charlotte, NC)
- …adherence across global teams. **In this role, you will:** + Lead and manage the CIB Front Line Compliance Risk Execution team + Oversee the execution ... CIB business leaders, COO's, and Enterprise support partners to design and implement a front - line compliance risk framework that is integrated with the… more
- Citizens (Boston, MA)
- …of relevant experience within the Banking Industry, Risk Consulting, Financial Services, compliance , Front Line Risk , Internal Audit, and/or ... and reporting. + Produce commentary and analysis of Operational Risk Frameworks, assessing the Front - Line ...Line and other stakeholders to promote cross -functional risk management capabilities and compliance . + Maintain… more
- Wells Fargo (Tempe, AZ)
- …+ Provide coordination and support between Model Risk Officers/Group Model Risk Officers and front - line model development/owner/governance teams Program ... the firm + Develop and maintain partnerships with all front - line model risk , EUCT ...leadership reporting that is digestible and clearly communicates the risk of non- compliance with policy and model… more
- Citizens (Charlotte, NC)
- …and identifying emerging risks, escalating to the Senior Director/ Director of First Line Risk where appropriate. Additionally, you will work with the Senior ... risks through the identification, management and mitigation of the risk and compliance control environment. The incumbent...of material risks in the organization. Support various business line , projects to address specific risk issues,… more
- City National Bank (Los Angeles, CA)
- …YOU DO? *Responsibilities:* * Provide legal advice to all three lines of defense ( front line , Risk / Compliance , Audit), broker-dealer businesses, and ... * Collaborate with internal and external counsel and cross-functional teams, including compliance / risk to identify and mitigate risks associated with Financial… more
- Wells Fargo (Charlotte, NC)
- …bank's disparate risk systems into one cohesive, cross-asset platform that provides front - line risk management capabilities, risk calculations to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Nuclear Fuel Services (Mount Vernon, IN)
- …Instagram (https://www.instagram.com/bwxtechnologies/) . We currently have an opening for a Fabrication Front Line Manager (Second Shift) at our facility in ... of expectations and objectives, including safe working practices, quality of work, compliance to procedures, and productivity. + Coaches employees to improve and/or… more
- Scotiabank (New York, NY)
- …framework, plan, and overall evaluation of operational risk + Partner with local Front Office business line managers to evaluate operational risk + Train ... GTB, FICC, and CIB) + Serve as the first line risk manager for CSFs that implement...of relevant experience in financial services industry, particularly in risk management and regulatory compliance , operations, or… more
- NextEra Energy (Houston, TX)
- …with expertise in front office business operations and the Endur trading and risk management system. As a Front Office Sr. Business Analyst, you will play ... **Principal Front Office Endur Business Analyst** **Date:** Mar 21,...your knowledge of Endur to enhance trading strategies and risk management processes. You will work closely with traders,… more
- PNC (IL)
- …Senior (GOV), you will be within PNC's Retail organization supporting the First Line of Defense Risk , Change, Experience & Strategy (RCES) team, specifically ... rules, and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, policies and...and reviews activity to ensure it falls within established risk control limits. Identifies and defines the Compliance… more