- Truist (Atlanta, GA)
- …risks. + Ability to assess levels of adherence/execution and identify risk/ control improvement opportunities in risk management principles/ controls , broad based ... Business Unit leadership in its management of risks and controls as well as its execution of risk program...of risk program requirements, primarily in support of Truist Wealth 's fiduciary businesses, including Wealth Fiduciary (personal… more
- Citigroup (Tampa, FL)
- …and change management process with Operations and Reporting team to ensure proper governance and controls exist. + Examines procedures for consistency and gaps ... will work as a member of the Investments Product Governance and Manager's Control Assessment Team to...controls of global investment and insurance products for Wealth . The role will primarily support the Wealth… more
- Citigroup (Florence, KY)
- …organization. This fusion will streamline accountability and responsibility for Risk & Control activities and deliver process consistency to protect the firm against ... of management. This team is responsible for fostering a culture of control and compliance, customer centricity and accountability while leading efforts to identify,… more
- TD Bank (New York, NY)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject ... on providing ORM oversight and challenge over Risk and Control Self-Assessments, Quality Control , Issues Management and..., Issues Management and Key Indicators for the US Wealth , Epoch, IDA businesses. Reporting to the Segment Risk… more
- Scotiabank (New York, NY)
- Director, Head of GBM/GTB AML Risk & Controls Assessments **Requisition ID:** 223161 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range ... for every future! **Purpose** The Director of AML Risk Assessment and Controls is responsible for leading the development, execution, and continuous enhancement of… more
- Wells Fargo (San Diego County, CA)
- …years of financial services industry experience + Experience in branch office supervision , compliance, broker-dealer governance , sales supervision **Job ... this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group within... Specialist to join our Client Relationship Group within Wealth and Investment Management. This role is responsible for… more
- Wells Fargo (Bee Cave, TX)
- …to manage multiple and competing priorities + Experience in branch office supervision , compliance, broker-dealer governance , sales supervision **Job ... this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group within... Specialist to join our Client Relationship Group within Wealth and Investment Management. This role is responsible for… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist within Supervision , Development and Ad Hoc (SDA) team of WFA Centralized ... Supervision as part of Wealth & Investment...will:** + Participate and consult regarding policies and procedures, controls , tools and training + Review and analyze … more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. Learn ... **In this role, you will:** + Participate and consult regarding policies and procedures, controls , tools and training + Review and analyze controls to manage… more
- Wells Fargo (St. Louis, MO)
- Wells Fargo is seeking a Supervisory Control Specialist to join our Complex Products and Strategy team within Wealth & Investment Management. The Complex ... role, you will:** + Participate and consult regarding policies and procedures, controls , tools and training + Identify opportunities for additional synergies and to… more