• Head of Exchange Traded…

    UMB Bank (Milwaukee, WI)
    …strategic advisor for all service lines of business (accounting, custody, transfer agent) of exchange traded funds in conjunction with Senior Manager and/or ... more
    UMB Bank (03/25/25)
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  • Head of Exchange Traded…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …**Job Summary** : Under limited direction and with a high level of autonomy, the Exchange Traded Funds Business Lead utilizes extensive knowledge and skills ... more
    Raymond James Financial, Inc. (04/02/25)
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  • Senior Compliance Director, Products…

    Vanguard (Malvern, PA)
    …as subject matter expert for compliance issues relating to 1940 Act products, exchange - traded funds , and other products, including development of relevant ... more
    Vanguard (03/13/25)
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  • Vice President, Hedge Fund Credit Analyst

    SMBC (New York, NY)
    … products such as rates & FX swaps, options & exotics as well as exchange traded products. SMBC Nikko Securities America, Inc. is a SEC-registered securities ... more
    SMBC (02/07/25)
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  • Senior Compliance Officer- ETFs and SMAs

    T. Rowe Price (Baltimore, MD)
    …a Senior Compliance Officer supporting our investment advisory businesses, specifically the Exchange - Traded Funds (ETFs) and separately managed account (SMA) ... more
    T. Rowe Price (03/30/25)
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