- UMB Bank (Milwaukee, WI)
- …strategic advisor for all service lines of business (accounting, custody, transfer agent) of exchange traded funds in conjunction with Senior Manager and/or ... daily requirements across all lines of business for all exchange traded funds (ETFs). +...would provide an equivalent background + Fifteen (15) years fund accounting, ETF accounting, or related experience + Seven… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Job Summary** : Under limited direction and with a high level of autonomy, the Exchange Traded Funds Business Lead utilizes extensive knowledge and skills ... relationship management. Serving as the internal product expert and business leader on Exchange Traded Funds , they collaborate cross-functionally across the… more
- Vanguard (Malvern, PA)
- …as subject matter expert for compliance issues relating to 1940 Act products, exchange - traded funds , and other products, including development of relevant ... The Senior Compliance Director, Products and Funds provides strategic leadership and direction on the...robust compliance risk management. This role reports to the Head of Global Fund , Advisor, and Distribution… more
- SMBC (New York, NY)
- … products such as rates & FX swaps, options & exotics as well as exchange traded products. SMBC Nikko Securities America, Inc. is a SEC-registered securities ... analyst to serve as subject matter expert for Hedge Funds while also providing coverage for other non-bank financial...institutions. The role, Vice President level, reports to the Head of Credit Services within the Chief Operating Office… more
- T. Rowe Price (Baltimore, MD)
- …a Senior Compliance Officer supporting our investment advisory businesses, specifically the Exchange - Traded Funds (ETFs) and separately managed account (SMA) ... Prior experience providing compliance guidance on transparent and/or semi-transparent, active Exchange - Traded Funds (ETFs). + Experience supporting… more