- Citigroup (New York, NY)
- …and exam deliverables/meeting requests required from Internal Audit , ensuring alignment with Citi's Corporate Regulatory Engagement model** **Perform ... **The Regulatory Exam Management Director leads IA's...while maintaining strong relationships with US Regulators aligned to Internal Audit ** **Maintain a strong understanding of… more
- Capital One (Plano, TX)
- …control assessments executed by peers for accuracy and adherence to test procedures + Review Internal Audit , Regulatory Exam , and self identified issues ... 5+ years of experience supporting, partnering, and interacting with internal business clients + 6+ years of experience in...+ 6+ years of experience in compliance, legal, or audit + Certified Regulatory Compliance Management (CRCM)… more
- Capital One (Mclean, VA)
- …Providing guidance on applicability of regulatory and policy requirements + Evaluating Internal Audit , Regulatory Exam , and self-identified issues ... responsible for Risk Governance, Risk Appetite, Credit Risk Policy, and Assurance Exam Management activities for the Commercial Bank. The team's contribution is… more
- Capital One (Richmond, VA)
- …assessments executed by peers for accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam , and self-identified issues and ... business monitoring of those controls **Responsibilities:** + Identify potential internal and external risks relating to the lines of...7 years of experience in compliance, risk, legal or audit + CRCM (Certified Regulatory Compliance Manager)… more
- Citigroup (Tampa, FL)
- …processes and operations. This role will focus on Internal Audit exam engagement strategy and execution, regulatory exam engagement and oversight, ... includes organizing and coordinating responses to deliverables required by Internal Audit reviews and regulatory ...insights derived from our data. + Coordinate with the Regulatory Exam Management teams supporting AML in… more
- Citigroup (New York, NY)
- …applications (Excel, Word, PowerPoint) + Experience in regulatory and Internal Audit interaction, exam management/coordination, and issue management/ ... requires superior problem solving and excellent oral/written communication skills ( Regulatory , Risk, Internal Audit or...resolution **Job Family Group:** Compliance **Job Family:** Regulatory Liaison & Exam Management **Time Type:**… more
- First National Bank of Omaha (Omaha, NE)
- …project management functions on as-needed basis + Assist management in internal audit and regulatory exam management + Collaborate and cross train ... applicable program requirements, impacts and solutions, and discuss results of audits, regulatory exams, Tier 2 reviews and Credible Challenge results + Responsible… more
- TD Bank (Greenville, SC)
- …to effectively manage various initiatives and resources + Acts as the liaison between internal audit , loan review and the business line to ensure management and ... **Line of Business:** Governance & Control **Job Description:** The Audit & Exam COE Control Group Manager...for overseeing the COE's execution of the following: a) Internal Audits, Regulatory Exams (more complex or… more
- Capital One (Mclean, VA)
- …aspects as well as managing key deliverables across various engagements + Facilitate internal audit and regulatory interactions (eg, development of ... Senior Manager, Card Risk Audit & Exam Team As a...across multiple organizations such as Card Risk, Compliance, Legal, Internal Audit , Regulatory Relations, etc.… more
- Truist (Raleigh, NC)
- …of compliance gaps, evaluating and tracking cyber program maturity, and acting as exam & audit advisor to business segments and functions. **ESSENTIAL DUTIES ... **Please review the following job description:** Manages Truist's all aspects of internal and external audits for IAM. Leads and develops strategies for closing… more