- TD Bank (Portland, ME)
- …and controls. Support and lead team though exams, apply experience responding to regulatory and internal audit exams, ensure responses are reviewed ... experience Product experience - auto finance, credit cards, deposit accounts Certified Internal Audit Certification Has strong Regulatory knowledge and… more
- Capital One (Richmond, VA)
- …assessments executed by peers for accuracy and adherence to test procedures** + **Evaluate Internal Audit , Regulatory Exam , and self identified issues ... of business by:** + **Providing input on business AML regulatory requirements;** + **Providing guidance on business policies, standards,...fraud or Anti-Money Laundering (AML) experience, or in an audit or legal role supporting fraud or AML** +… more
- Capital One (Richmond, VA)
- …monitor business plans to ensure compliance risk remains within approved appetite** **-Evaluate Internal Audit , regulatory exam , and self-identified ... implementation, and during integration of acquired companies or portfolios** **-Engage in Audit , Regulatory , ICTT and other reviews of first and second… more
- Capital One (Mclean, VA)
- …Providing guidance on applicability of regulatory and policy requirements + Evaluating Internal Audit , Regulatory Exam , and self-identified issues ... responsible for Risk Governance, Risk Appetite, Credit Risk Policy, and Assurance Exam Management activities for the Commercial Bank. The team's contribution is… more
- Capital One (Plano, TX)
- …assessments executed by peers for accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam and self-identified issues and ... supports the line of business by:** + Providing input on business regulatory requirements + Providing guidance on business policies, standards, and procedures +… more
- Capital One (Mclean, VA)
- …on remediation; escalate and consult with subject matter experts, when necessary; + Evaluate Internal Audit , Regulatory Exam , and self-identified privacy ... and outside the Compliance Department; and + Understanding of key regulatory and audit requirements and three lines of defense risk management framework. **Basic… more
- Capital One (Mclean, VA)
- …expertise of applicable laws and regulations, both domestic and international + Evaluate Internal Audit , Regulatory Exam , and self-identified ... environment. Responsibilities: + Identify trends and proactively advise on identified external and internal regulatory risks + Maintain subject matter… more
- Citizens (Boston, MA)
- …as trusted advisor to clients on initiatives, strategic planning, internal audit and regulatory exam support, contract interpretation/negotiation and ... dispute resolution. + Stay up to date on laws and regulatory issues dealing with areas of responsibility. Preferred Qualifications: + 3+ years of law firm or… more
- Capital One (Mclean, VA)
- …aspects as well as managing key deliverables across various engagements + Facilitate internal audit and regulatory interactions (eg, development of ... Senior Manager, Card Risk Audit & Exam Team As a...across multiple organizations such as Card Risk, Compliance, Legal, Internal Audit , Regulatory Relations, etc.… more
- Citigroup (New York, NY)
- …enables the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Officer will report to the NAM & International ... Technology Regulatory Exam Management Senior Lead and will...working in technology risk or control functions (such as Internal Audit ) within a financial services organization… more