- CalSTRS (Sacramento, CA)
- … State Teachers' Retirement System JC-463577 - Investment Officer I, Investment Compliance INVESTMENT OFFICER I, STATE TEACHERS' RETIREMENT ... is seeking an experienced individual to work as an Investment Officer I on the Investment Compliance team. CalSTRS Investment Performance & … more
- MUFG (Tempe, AZ)
- …remotely one day. A member of our recruitment team will provide more details. The Compliance Officer will be a member of the Global Corporate & Investment ... Corporate & Investment Banking ("GCIB") business unit. **Roles and Responsibilities:** The Compliance Officer will assist in the management of a robust … more
- City National Bank (Los Angeles, CA)
- * INVESTMENT RELATIONSHIP OFFICER * WHAT IS THE OPPORTUNITY? Assist Financial Advisors by providing day to day client support and operational service on all CNS ... knowledge of current economic and market events and their impact on various investment vehicles.Comply with and conform to all compliance and regulatory… more
- Sanford Health (Sioux Falls, SD)
- …- Day Shifts **Job Schedule:** Full time **Weekly Hours:** 40.00 **Job Summary** The Chief Investment Officer ("CIO") for Sanford Health is a key member of the ... team responsible for overseeing and managing the health system's investment portfolio, including endowments, operating reserves, investments and certain other… more
- City National Bank (Los Angeles, CA)
- *ASSISTANT INVESTMENT OFFICER (FLOATER)* WHAT IS THE OPPORTUNITY? Assist Investment Officers in managing and servicing a highly diverse, high net-worth client ... includes completing new account paperwork, answering client and colleague investment products/services related inquiries, resolving account-related issues, gathering financial… more
- City of New York (New York, NY)
- …resources of plan beneficiaries and the City of New York. The Senior Investment Officer will assist in overseeing BAM's Alternative Credit program, comprising ... of Asset Management is responsible for oversight of the investment portfolios of the five New York City pension...and managing the portfolio of existing investments to ensure compliance with the terms of the limited partnership agreement… more
- Banco Popular Puerto Rico (New York, NY)
- …Location: New York, NY, US, 10004 Company: Popular Workplace Type: On-site Investment Operations Officer Popular Investments Service Brokerage We are currently ... looking for an experienced INVESTMENT OPERATIONS OFFICER with a proven track...a variety of topics including but not limited to Investment Operations, Licensing, Compliance , and Sales +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …obtained through education and experience, to develop and execute comprehensive investment strategies that align with the trust company's goals, overseeing the ... conducting thorough market research, managing risk, and leading a team of investment professionals that work closely with advisors, all while adhering to strict… more
- Santander US (New York, NY)
- US Control Room Officer - Vice President, Corporate & Investment Banking (CIB) New York, United States of America USA Job Family Description: The Santander CIB ... potential transactional conflicts of interest. The VP, Control Room officer is responsible for working with the US Head...of the Control Room to ensure that an effective compliance program is developed and maintained to address … more
- Santander US (New York, NY)
- US Control Room Officer - Associate, Corporate & Investment Banking (CIB) New York, United States of America USA Job Family Description: The Santander CIB (US) ... potential transactional conflicts of interest. The Associate, Control Room officer is responsible for working with the US Head...of the Control Room to ensure that an effective compliance program is developed and maintained to address … more