- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for the Risk and Regulatory Change Management (RRCM) Operations role as part of ... Corporate Compliance Regulatory Change Management (CRCM). Learn more about the...by supporting the CRCM's operations including support of RRCM product platform. **In this role, you will:** + Support… more
- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission...as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to lead various topics ... within the Cross Asset Team. The Lead Compliance Officer will be...asset regulations (eg, Volcker, Reg W), new business initiatives, product governance, product controls (eg, trader mandates,… more
- Citigroup (Wilmington, DE)
- Serves as a senior function/business/ product compliance risk officer for US Personal Banking Operations - Customer Service - Citi Retail Services (CRS) ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Wells Fargo (Tempe, AZ)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for RIM MCR Tool as part of Corporate Compliance Regulatory Change ... requiring strong understanding of the business, policies, procedures and/or compliance requirements + Lead collaboration with Technology...all features are delivered on time and quality + Lead processes for product area(s) level 1… more
- Citigroup (Jersey City, NJ)
- Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...Learning, Artificial Intelligence, Generative Artificial Intelligence **Job Family Group:** Compliance **Job Family:** Product Compliance … more
- Citigroup (Irving, TX)
- …preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** ... Serves as a senior compliance risk officer for US Personal...protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to manage its Securities-Based Swap Dealer compliance program, within the ... including regulatory change management, risk identification and assessment processes, compliance issue management, new product /business review, complaint… more
- AIG (Atlanta, GA)
- …models, as well as establishing and adhering to product regulatory and compliance requirements. The Casualty Product Officer of North America will ... procedures, issuance systems and premium audit functions. The Casualty Product Officer will also own the end-to-end...product development business model. Responsibilities + Develop and lead product development and product … more
- Mastercard (Harrison, NY)
- …the role holder will: 1 - Reports and works closely with the MTS Chief Compliance Officer to determine the effectiveness of the Compliance Program and ... businesses and governments realize their greatest potential._ **Title and Summary** VP, Legal Compliance , Bank Secrecy Act Officer Overview MTS US is the… more