- Wells Fargo (Irving, TX)
- Wells Fargo is seeking a ** Lead Compliance Officer ** to join the ** Regulatory Change & Inventory Management (RCIM)** team within Wells Fargo ... Compliance . As part of the RCIM team, the Lead Compliance Officer will ...will:** + Manage and maintain an inventory of companywide regulatory citations for the compliance regulatory… more
- Citigroup (New York, NY)
- …work to resolve them. **Key Responsibilities:** + Manage and monitor assigned regulatory examinations to achieve full compliance ; requires directing a ... examination planning period through formal management response to regulatory supervisory letters. + Establish and lead ...+ 10+ years of business experience in audit, control, compliance or regulatory management in the banking… more
- Citigroup (Irving, TX)
- The RRO Program Office supports the identification of regulatory changes and maintenance of the Financial Regulations Management Inventory. This is a Lead Role ... across the program in line with corporate policies, legal and regulatory requirements, and industry standards.. Knowledge and understanding of controls, design… more
- Citigroup (Tampa, FL)
- The Legal - Regulatory Requirements & Obligation (RRO) Program Office supports the identification of regulatory changes and maintenance of the Financial ... across the program in line with corporate policies, legal and regulatory requirements, and industry standards. Knowledge and understanding of MCA preferred.… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to lead various topics ... within the Cross Asset Team. The Lead Compliance Officer will be...all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and… more
- Citigroup (New York, NY)
- …while promoting the implementation of actions to address root causes which may lead to unintended operational losses or regulatory breaches. TCCORO provides ... Job Description The mission of the Technology and Cyber Compliance and Operational Risk Office (TCCORO) is to drive...our risk appetite. The Tech & Cyber Risk - Regulatory & Governance Management Officer is part… more
- Manulife (Boston, MA)
- …Committee (ADEC). **Position Overview** Manulife is seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead the compliance ... Officer ("CCO") is responsible for reporting on the Regulatory Compliance Program to the entity's Board...internal policies, standards and guidelines. **Training and Development:** + Lead compliance training programs for staff to… more
- Citigroup (New York, NY)
- …enables the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Officer will report to the NAM & International ... Technology Regulatory Exam Management Senior Lead and will... exam management in order to meet Citi's legal, regulatory and compliance requirements + Oversee … more
- Trinity Health (Columbus, OH)
- …systems to evaluate compliance and assure continuous accreditation and regulatory compliance . Scope includes Mount Carmel owned and affiliated entities ... regulatory agencies. + Assists in evaluation of regulatory compliance and operations from a process...regulatory issues. + Provides assistance to the Privacy Officer as needed. + Serves as the Chairperson for… more
- Citigroup (Irving, TX)
- …organization provides a global focus for risk management strategy/execution oversight for compliance with Citi Policies and Regulatory requirements, and driving ... International Retail Risk Management. The Risk Independent Data Transformation Lead role and function is responsible for Enterprise Data...needs of both the USPB and Wealth Chief Risk Officer (CRO), as well as consumer/retail risk reporting needs… more