- Charles Schwab (Westlake, TX)
- …the status quo" and transform the finance industry together. The Control Team within Retail Supervision & Risk Management is an independent group responsible ... Investor Services ( retail ) group. The vision of Retail Supervision & Risk Management...conducted in close partnership with other members of the Supervision team. The Manager will facilitate business… more
- Charles Schwab (Westlake, TX)
- …solving, helping us "challenge the status quo" and transform the finance industry together. Retail Supervision and Risk Management (RSRM) is an independent ... oversight, analysis, and supervisory risk assessments, to Schwab's Investor Services. Retail Supervision and Risk Management's vision is to be a trusted… more
- Charles Schwab (Westlake, TX)
- …us "challenge the status quo" and transform the finance industry together. Join Schwab's Retail Supervision and Risk Management (RSRM) team, where you'll ... and the role reports directly to a People Leader and/or Director,** ** Retail Supervision and Risk Management** . **What you have** Required Qualifications… more
- Charles Schwab (Lone Tree, CO)
- …manage risk as we deliver comprehensive wealth and advice services to both Retail and Advisor Services clients. This Senior Manager role will report to the ... (WAS) organization offers industry-leading wealth management services to both retail and registered investment advisor (RIA) clients. The team...Director of the Risk Program team in WAS. The Senior … more
- Tradeweb (Jersey City, NJ)
- …our success and continued growth plans we are seeking a highly motivated global Vendor Risk Manager to join our Risk Operations team. The successful ... world's largest banks, asset managers, hedge funds, insurance companies, wealth managers and retail clients -- in more than 70 countries across the globe. Since our… more
- First Horizon Bank (New Orleans, LA)
- …posting **SUMMARY:** Primarily responsible for completing audit engagement assignments with minimal supervision . The Audit Project Manager Sr. is expected to: + ... + Leads a team focused on assigned audit, providing supervision and assignments to team members as Auditor In...Conduct the complete audit life cycle for complex or high- risk audit components + Provide expert skill in technical… more
- Raymond James Financial, Inc. (Memphis, TN)
- …and Abilities:** **Knowledge of:** + Broad subject matter expertise in retail supervision activities, specifically Electronic Communications and correspondence + ... **Job Description** **Job Summary:** Senior Manager of E-comm Supervision will manage...and quality assurance feedback to identify key areas of risk and inefficiency to identify training opportunities and other… more
- First Horizon Bank (NC)
- **Description** **Location** **: Onsite listed in the posted.** **SUMMARY** The Retail Credit Review Manager ( Retail CRM) is responsible for helping ... ) while ensuring compliance with bank policy, strategy, and risk appetite. The Retail CRM reports to...and complete required training. **SUPERVISORY RESPONSIBILITIES** + Requires direct supervision of two or more CROs in accordance with… more
- Citigroup (O'Fallon, MO)
- The Senior Issue Manager - Vice President is responsible for the coordination and comprehensive management of issues with key stakeholders, such that Citi achieves ... of issues. Will support Issue Management for Mortgage Originations within US Retail Bank. **Responsibilities:** + Utilized project management skills to manage a… more
- Citigroup (O'Fallon, MO)
- The Business Risk and Control Officer - Senior Issue Manager is a strategic professional who stays abreast of developments within own field and contributes to ... Operations leaders, process owners, Business Control, ICRM, In-Business Credit Risk , Legal, CCRT, Technology, and Monitoring partners. . Appropriately assess… more