- Raymond James Financial, Inc. (IL)
- …Head of Research and Due Diligence, Product Gatekeepers and Platform Heads. + Expand investment exposure within the RIA channel by placing RJIM ETFs and Funds ... **Job Description** **Job Summary:** RJIM is seeking a Professional Buyer Director to focus on our distribution efforts via key placements, takeovers, and model… more
- Brokers International (Urbandale, IA)
- …+ Ability to multitask and manage multiple projects simultaneously + Prior management, Registered Investment Advisor and Broker Dealer experience required. ... Job Title: Director of Operations Business Unit: Brokers International Financial...step-change its ability to drive accelerated growth as a strategic partner. BI's culture is one of inclusion and… more
- Charles Schwab (Washington, DC)
- …the Investment Advisers Act of 1940 and the regulatory environment applicable to registered investment advisers and the Investment Company Act of 1940 ... Wealth and Advice Solutions initiatives with particular focus on separately managed accounts , model portfolio initiatives, and investment advisory offerings for… more