- Moss Adams LLP (New York, NY)
- ** Regulatory Compliance & Internal Audit - Experienced Staff** **Description** At Moss Adams, we champion authenticity. For us, that means fostering a ... challenges. **Introduction to the team** The Financial Services group provides regulatory compliance , internal audit , information systems and related… more
- Citizens (Johnston, RI)
- Description Audit Senior Manager - Integrated Regulatory Compliance The Internal Audit team at Citizens is hiring an Audit Senior Manager to join ... team members and will have the opportunity to represent Internal Audit on regulatory compliance -related forums and committees. This role requires a deep… more
- Grant Thornton (New York, NY)
- …or related field + Minimum 2 years of related work experience working in compliance , risk management or internal audit departments at commercial/retail banks ... As a Financial Services Internal Audit Senior Associate, you will...regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all… more
- Snap Inc. (Los Angeles, CA)
- …Management software + Has been a part of an operational, regulatory , or compliance internal audit that resulted in management recommendations + Previous ... Partner Finance, Business Planning & Operations, Finance Operations, Financial Systems, Internal Audit , Investor Relations, Partnerships & Strategy, Tax, and… more
- Citigroup (New York, NY)
- …superior problem solving and excellent oral/written communication skills ( Regulatory , Risk, Internal Audit or Compliance background a plus) + Business, ... + Proficient in MS Office applications (Excel, Word, PowerPoint) + Experience in regulatory and Internal Audit interaction, exam management/coordination, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Job Summary:** Under general direction, utilizes a thorough understanding of bank regulatory compliance subject matter and audit skills acquired ... and/or certification to conduct audits of bank regulatory compliance for Raymond James Bank. The Internal Audit Manager will oversee the work of others… more
- Johns Hopkins University (Baltimore, MD)
- …affairs. + Serve on Department and Institutional committees, as requested. + Oversee legal/ regulatory compliance , internal audit , policy implementation ... + Analysis of departmental fiscal operations to identify improvements. + Support financial audit control processes and develop internal controls to maintain the… more
- Capital One (Mclean, VA)
- …effectively across multiple organizations such as Card Risk, Compliance , Legal, Internal Audit , Regulatory Relations, etc. to achieve objectives and ... as managing key deliverables across various engagements + Facilitate internal audit and regulatory interactions...Thinking + Certified Risk Management Assurance (CRMA) or Certified Regulatory Compliance Manager (CRCM) + Lean, Agile,… more
- American Express (Sandy, UT)
- …+ Relevant audit and compliance professional certification (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), ... requirements and best practices. The Audit & Regulatory Engagement team supports the Compliance Risk Management internal and external exams and audits,… more
- Citigroup (New York, NY)
- …of regulatory responses and exam deliverables/meeting requests required from Internal Audit , ensuring alignment with Citi's Corporate Regulatory ... and transparent interactions while maintaining strong relationships with US Regulators aligned to Internal Audit ** **Maintain a strong understanding of the US … more