- Republic Finance, LLC (Baton Rouge, LA)
- …join a collaborative, high-performing Legal & Compliance team. In your role as Regulatory Compliance Analyst , you will be responsible for working with ... TX, or Charlotte, NC office and will have a hybrid work schedule. Job responsibilities are as follows: Assist...examination findings and consumer complaints as necessary to ensure regulatory compliance throughout the Company. Assist with… more
- Citigroup (Getzville, NY)
- ** Regulatory Execution - Data Governance Lead Analyst ** **About the role:** **The Citi Data Governance Policy (CDGP), released in Sept. 2022, provides a ... Outcome** **About the role:** **The Data Governance Lead Analyst will support Regulatory Execution team in...(CDGP) for the Risk Division globally** **Assess and track compliance of Risk function with Citigroup Data Governance Policy… more
- Citigroup (Schaumburg, IL)
- The **Loss Forecasting and Stress Testing** Senior Analyst is an intermediate-level position in NA Cards Risk Management team, responsible for developing, analyzing, ... with internal business partners such as Finance, Operational Teams, Legal/ Compliance and Partner Management. The role requires strong statistical/data mining,… more
- Citigroup (Queens, NY)
- …Team within the Controller's Organization. The role is an integral part of the Regulatory Compliance function and will report directly to the Regulatory ... Regulatory and Capital Reporting - Business Execution Lead Analyst role is part of the Global Regulatory...and serving as the GRCR account business officer for compliance . + Partner with key stakeholders and Technology to… more
- Citigroup (Tampa, FL)
- …and review of FR Y-14 (CCAR) reports. The FR Y-14 Reporting Wholesale Analyst will work closely with the Report Owners, Schedule Owners, Risk, Country/Product ... Controllers, Technology and Finance and with counterparts in Global Regulatory Reporting. This role is part of the Global Regulatory Reporting Controllers… more
- T. Rowe Price (Owings Mills, MD)
- …for critical firm functions related to the beneficial ownership monitoring for trading compliance support and global regulatory reporting. The LCFO team closely ... monitors firm and entity level aggregate ownership in equity securities to ensure compliance with various federal, state, and global regulatory limits and… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible ... by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring...+ Participates in the planning, executing, and reporting of compliance monitoring and compliance and regulatory… more
- Citigroup (Fort Lauderdale, FL)
- Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team responsible ... of compliance related issues. + Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Assurance team responsible for assessing compliance risks ... executing, and reporting of compliance assurance reviews and compliance and regulatory issue validation activities for a component of a product line,… more
- Oriental Bank (San Juan, PR)
- The Analyst , Regulatory Compliance (Audit) is primarily responsible for reviewing the organization's internal controls, processes, and policies to validate ... compliance with regulatory consumer protection laws and...discussing findings with Management. This position will be working hybrid based in San Juan, PR. Main Duties &… more