- CIBC (Chicago, IL)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Regulatory Compliance Management (RCM) Officer will assist in the ... implementation and management of CIBC's Regulatory Compliance Management Program (RCM...compliance risk in the US Region. The RCM Officer will support the US RCM Program Manager to… more
- Wells Fargo (Irving, TX)
- …Fargo is seeking a **Lead Compliance Officer ** to join the ** Regulatory Change & Inventory Management (RCIM)** team within Wells Fargo Compliance . ... As part of the RCIM team, the Lead Compliance Officer will lead several critical tasks...inventory of companywide regulatory citations for the compliance regulatory change management program… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** The Regulatory Officer works with the Regulatory Change Management Team as a Subject Matter Expert to assist with ... As a member of the Regulatory Change Management team, the Regulatory Officer ...4+ years of experience within Banking or Financial Services Regulatory Compliance , Governance, Legal, or related department,… more
- SMBC (New York, NY)
- …to follow up on issues until resolved. + Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer and ... compliance risk. Advisory is represented by the Chief Compliance Officer as either a member or...of rule changes, management reports, policies, procedures, compliance reminders as well as responses to regulatory… more
- Citigroup (New York, NY)
- …are managed, mitigated, and aligned with our risk appetite. The Tech & Cyber Risk - Regulatory & Governance Management Officer is part of the Risk Analytics ... across the firm. In line with the Operational Risk Management (ORM) and Independent Compliance Risk ...and decision making. The Tech & Cyber Risk - Regulatory & Governance Management Officer … more
- State of Montana (Helena, MT)
- …and privacy programs of seven (7) state run healthcare facilities. * Acts as a HIPAA Compliance Officer to ensure the regulatory compliance of multiple ... Care Facilities Practice (HCFP).* The Healthcare Facilities Quality and Regulatory Affairs Officer reports to the Healthcare...and abuse programs, accreditation, as well as policy and regulatory compliance at the DPHHS, state government,… more
- Manulife (Boston, MA)
- … audits, compliance training, and implementing the Manulife's legislative and regulatory compliance management framework within GHNW entities and ... Officer ("CCO") is responsible for reporting on the Regulatory Compliance Program to the entity's Board... regulatory risks are managed and that effective regulatory compliance management controls and… more
- Trinity Health (Columbus, OH)
- …systems to evaluate compliance and assure continuous accreditation and regulatory compliance . Scope includes Mount Carmel owned and affiliated entities ... regulatory agencies. + Assists in evaluation of regulatory compliance and operations from a process...regulatory issues. + Provides assistance to the Privacy Officer as needed. + Serves as the Chairperson for… more
- SMBC (New York, NY)
- …promptly shares feedback to management and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member activities ... a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to… more
- Citigroup (Wilmington, DE)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... facilitating data-quality and controls for other teams and managers. + Provides regulatory risk project management support (business requirements, analysis and… more