- Fidelity Investments (Westlake, TX)
- …Works across Fidelity" by collaborating with multiple Business Units, Risk , and Compliance groups.The Senior Risk Manager RoleWe have set standards for ... and mitigating key risks, reporting key performance indicators, and driving innovation. The Senior Risk Manager will also play a key role in leading team… more
- Fidelity Investments (Boston, MA)
- …of the dynamic and energetic risk team within Fidelity's Legal, Risk , and Compliance (LRC) organization supporting Enterprise Services. In particular, the ... We do this by helping Fidelity's business manage operational, regulatory and financial risk . The Enterprise Services...with experience in jobs such as Payroll Specialist, Accounting Manager , and Senior Accountant and others in the Accounting… more
- Fidelity Investments (Covington, KY)
- …on corrective actionsOversee Brokerage issue and action plan management to ensure compliance with enterprise risk requirements utilizing the Archer tool.Respond ... partnersThe Expertise and Skills You BringBachelor's degree (required)10-15+ years of risk , compliance , legal, or audit experience at complex financial… more
- Fidelity Investments (Jersey City, NJ)
- …day-to-day administration of FDA's AML and sanctions programs to ensure regulatory compliance .Responsibilities are expected to include:Assist in drafting, ... customer profiles and transactional activity to ensure alignment with risk appetite and regulatory expectations.Collaborate with internal stakeholders… more
- Aldevron (Miami, FL)
- …reports. Develop, implement, and manage stability programs in accordance with regulatory requirements (eg, ICH guidelines) and company policies. Implement and ... with cross-functional teams, including Quality Assurance, Tech Ops, and Regulatory Affairs. The essential requirements of the job include:...experience in: Knowledge of root cause analysis tools and risk management tools (5 whys, 6M etc..) in a… more
- Fidelity Investments (Boston, MA)
- … regulatory changes and trends; identify and resolve digital assets compliance issues; and help oversee regulatory examinations and assessments.Support from ... focus on digital assets and a preference for a background in compliance , legal and/or regulatory experience.Strong technical understanding and technical… more
- USAA (Phoenix, AZ)
- …the process and lead organizational process changes. Drive execution of operational risk management, regulatory compliance training, policies and, ... activities are efficiently identified, measured, supervised, and controlled in accordance with risk and compliance policies and procedures What you have:… more
- USAA (Fountain, CO)
- …with business activities are identified, measured, and controlled in accordance with risk and compliance policies and procedures. What you have: Bachelor's ... truly makes us special and impactful. The Opportunity As a dedicated Program Manager Lead, you will lead the management, execution, and delivery of large-scale… more
- USAA (Colorado Springs, CO)
- …lead organizational process changes. You will also drive execution of operational risk management, regulatory compliance training, policies and, ... are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures.Inspect and review quality… more
- Intuit (Redwood City, CA)
- …accountants, regulatory examiners, and other financial professionals. Effectively assess risk over accounts and areas of responsibility. Apply judgment to ensure ... Overview Come join the "Money Movement Accounting and Operations" as a "Lending Manager ". The QuickBooks Capital team is on a mission to transform small business… more
