- Santander US (New York, NY)
- VP, Regulatory Examination Management Compliance Officer New York, United States of America USA Job Family Description: The VP, Regulatory ... and examination requests. USA Job Function Description: The VP, Regulatory Examination Management Compliance Officer follows industry regulatory… more
- Santander US (New York, NY)
- …ED New York, United States of America USA Job Function Description: The ED, Regulatory Examination Management Compliance Manager follows industry ... will be responsible for managing the program and other Regulatory Examination Management Compliance employee(s). Essential Functions/Responsibility… more
- Fannie Mae (Washington, DC)
- Job Description As a valued colleague on our team, you will facilitate regulatory oversight engagements and ensure management awareness of progress and issues. ... in their use. *THE IMPACT YOU WILL MAKE* The Regulatory Affairs Examination and Monitoring Lead Associate...and prepare recommendations of policies and procedures for future regulatory reporting and compliance . * Design, develop,… more
- CIBC (New York, NY)
- …coordination of RCM activities, and ensuring alignment with industry standards and the Bank's Regulatory Compliance Management Policy. At CIBC we enable the ... findings and examination reports issued by the Compliance Examination team, and supporting SDC to...within CGRA. **Who You Are:** + Extensive experience of regulatory compliance management activities such… more
- TD Bank (New York, NY)
- …monthly and ad hoc Compliance reporting and metrics. + Assist with the management and tracking of regulatory inquiries. + Support the development of US ... detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills...guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing … more
- Banco Popular Puerto Rico (San Juan, PR)
- …Regulatory Risk Testing & Monitoring General Description Responsible for executing Regulatory Compliance Testing including formal examination programs ... designed to assess the effectiveness of the regulatory compliance programs and validating business line adherence to applicable Laws, Regulations, and Guidance.… more
- Grant Thornton (Phoenix, AZ)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... on emerging regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources,… more
- Grant Thornton (Dallas, TX)
- As a Regulatory Compliance Risk Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... on emerging regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources,… more
- TD Bank (New York, NY)
- …and remediation related to those findings. + Prepare substantive written responses to regulatory requests and examination reports, and work with the relevant ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $115,000 - $190,000 USD TD is...to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process… more
- Citigroup (Tampa, FL)
- Serves as a risk manager for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... knowledge is a plus. **Job Family Group:** Compliance **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:**… more