- JPMorgan Chase (New York, NY)
- …Client's current and strategic securities lending agenda. The Agency Securities Finance Relationship Manager is responsible for the client experience ... revenue optimization, and performance attribution. The Relationship Manager represents JPMorgan Agency Securities Finance at the Client and represents… more
- BMO Financial Group (Huntley, IL)
- **Must Have Passed -** ** Securities Industry Essentials(R) (SIE(R)) Exam** Provides administrative and operational support to the delivery of financial and ... meetings and office coverage. + Meets high-quality service standards to maximize relationship retention and growth. + Develops rapport and instills confidence with… more
- TD Bank (Marlton, NJ)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Private Client Relationship Manager II (RM) is a high-touch point of client contact ... in the high net worth segment. The Private Client Relationship Manager II will serve as the...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- Capital One (Mclean, VA)
- Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of ... lending lines of business include Corporate Banking and Commercial Real Estate/ Agency Financing and are responsible for providing banking services to business… more
- DuPont (Wilmington, DE)
- …the banks + Ensure proper reporting and accounting for repurchases Credit Rating Agency Relationship Support + Lead preparation of materials and participate in ... repurchase programs, quarterly dividend recommendations, banking relationships, credit rating agency relationships, cash flow forecasting and ad hoc analysis. The… more
- BMO Financial Group (Chicago, IL)
- …and accurate bond accounting reporting; 2) Servicing as operations liaison for securities and cash collateral management and pledged securities monitoring for ... degree or equivalent work experience + 1 to 2 years of Securities or Finance Industry experience recommended + Proficient with Microsoft Office applications… more
- TD Bank (Marlton, NJ)
- …for each relationship + Accountable for referring Investment only clients to Relationship Manager to increase banking and lending product sales. + Records ... Investment Management team that partners with Trust Advisors & Relationship Managers to provide investment services to HNW clients....experience + Asset allocation and portfolio construction preferred + Securities Licensed: Series 7, 63 + 65 or 66… more
- TD Bank (Yarmouth, ME)
- …the organization as appropriate/necessary. **Depth & Scope:** + Serves as the primary relationship manager and financial advisor for TD Mass Affluent clients ... to day account servicing. The FA will rely on relationship building skills and the ability to influence in...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- MUFG (Tampa, FL)
- …to; Portfolio/ Relationship Management, Back Office Operation Team, Loan and Agency Services and Deposit Service Team. **Major Responsibilities:** + Manage and ... Covenants for active Credit Agreements in individual 's portfolio. Liaise with Relationship /Portfolio Manager for latency and any Covenant Breaches. + Generate… more
- MUFG (Tempe, AZ)
- …and external parties including, but not limited to, Debt Capital Markets, Portfolio/ Relationship Management, Loan and Agency Services, Finance, Legal, Trade ... Financial Covenants for active Credit Agreements in individual's portfolio. Liaise with Relationship /Portfolio Manager for latency and any Covenant Breaches. +… more