- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** This Finance Control Oversight (FCO) Vice President (VP) role will support the review ... well as assist with the completion of testing requirements for the Risk and Control Self-Assessment (RCSA) process across the finance functions. The position is… more
- MUFG (Irving, TX)
- …escalation of client or control issues to the Global Head of AML Advisory . + May assist with the creation and development of relevant global AML training ... s/he will report to the Global Head of AML Advisory . As an AML/FCC subject matter expert on payments...engages with relevant operations teams to support their AML risk -management efforts, providing subject matter expertise on in-scope products… more
- MUFG (Irving, TX)
- …escalation of client or control issues to the Global Head of AML Advisory . + Coordinates risk re-evaluation and reviews of client relationships globally in ... in Securities, s/he is responsible for advising the Global Head of AML Advisory and relevant first-line business leaders on strategies to identify and manage the… more
- Raymond James Financial, Inc. (New York, NY)
- …information and decisions. Take responsibility for developing and delivering the organization's risk management and/or risk control policies and procedures. ... Lead the development of policies, procedures, and related guidelines for a significant area of responsibility, ensuring compliance with external requirements and integration with the broader corporate policy framework. Represent the organization or institution… more
- BlackRock (New York, NY)
- …asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary, and ... We are looking to hire a senior quantitative modeler ( Vice President) to join our Portfolio Risk ...back-testing statistical and econometric models Experience with any version control system (eg, git) is strongly preferred Prior work… more
- JPMorgan Chase (Newark, DE)
- …in accordance with firm-wide operational risk programs + Lead and provide independent risk and control advisory support and risk challenge, inclusive ... risk . The team focuses on four areas: Risk Identification & Assessment, Control Design &...effective evaluation of processes, risks and controls. As a Control Manager - Vice President within HR… more
- TD Bank (New York, NY)
- … control mapping to applicable rules. + Partner closely with the Compliance Advisory team for the Risk Assessment and other efforts. + Support technology ... to existing programs in order to support its strong risk culture and strategic approach to managing regulatory compliance... culture and strategic approach to managing regulatory compliance risk . This is a newly created role on the… more
- Bloomberg (New York, NY)
- …First Line of Defense (FLOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) training efforts + Successfully challenge FLOD on ... and Compliance, Finance, Operational Resilience, and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to… more
- JPMorgan Chase (Brooklyn, NY)
- …and middle-market corporations to financial institutions and governments. It provides advisory , full-service capital raising, and credit and risk management ... with control policies, standards and procedures - eg P&L and Risk minimum standards, Product Control accountability standards, Income attribution (GMRA) and… more
- BlackRock (New York, NY)
- …practice, who will be involved in various aspects of the Audit group's risk assessment, assurance and advisory activities, including audit planning and ... legal and compliance. BlackRock Internal Audit is seeking a Vice President in New York City for its Business...systems + Build and maintain collaborative relationships with all risk and control functions + Interact with… more