- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will… more
- PNC (Pittsburgh, PA)
- …Sanctions Group Manager within PNC's Enterprise BSA/AML & Sanctions organization in Independent Risk Management to support Broker Dealer. The incumbent will ... lead a team providing Independent BSA/AML Risk Management oversight and governance of our broker ... and providing subject matter expertise related to corresponding Bank Secrecy and Anti-Money Laundering Regulations. Prior core business… more
- Citigroup (New York, NY)
- …partnership with BCMA and Risk . This role will report to the NAM/WE Banks & Broker Dealers Head. **KEY RESPONSIBILITIES:** Executes, aligned with global and ... Services (TTS), Markets, and Securities Services (Services). The NAM Banks & Broker Dealers Credit Underwriter ("NAM...experience + Experience in and exposure to global credit risk management standards + Ability to understand… more
- Charles Schwab (Lone Tree, CO)
- …and/or risk management . + Knowledge of broker -dealer and bank risk management capabilities. + Knowledge of Capital, Liquidity, Interest Rate ... value your contributions and encourage your development. The Finance Risk Management (FRM) function is an in-business...CPA or FRM professional designation preferred. + Familiarity with bank and broker -dealer balance sheets. + Working… more
- Huntington National Bank (Detroit, MI)
- Description Job Title Broker -Dealer Accountant 3 Reporting to the Business Segment Controller, this position will play a vital role in the broker -dealer's ... provide a high level of visibility to various members of senior management across the organization. Primary Responsibilities: + Support accounting department in … more
- Charles Schwab (Lone Tree, CO)
- …and/or risk management . + Knowledge of broker dealer and bank risk management capabilities. + Knowledge of Capital, Liquidity, Interest Rate and ... who will value your contributions and encourage your development. The Finance Risk Management (FRM) function is an in-business risk function within Finance,… more
- Marex (Houston, TX)
- …as required + To escalate risk events immediately + To provide input to risk management processes, as required. The Company may require you to carry out ... some of the largest commodity producers, consumers and traders, banks , hedge funds and asset managers. With more than...Purpose of Role: Marex is seeking a Fuel Oil Broker who is an experienced, ambitious, and proactive individual,… more
- PNC (Pittsburgh, PA)
- … assessments ( risk reports, Prime Process), Scenario Analysis and other Operational Risk Management and Independent Risk Management Frameworks. ... program deficiencies to key internal stakeholders and document findings within risk management applications. . Maintain strong relationships with leadership,… more
- Marex (New York, NY)
- …+ To escalate risk events immediately. + To provide input to risk management processes, as required. Competencies, Skills and Experience: Competencies + ... some of the largest commodity producers, consumers and traders, banks , hedge funds and asset managers. With more than...under the applicable regulators. + Adhere to the operational risk framework for your role ensuring that all regulatory… more
- Principal Financial Group (Des Moines, IA)
- …cause trends and other incident data to discover opportunities for proactive risk mitigation. Oversee business's privacy incident management process: review, ... **What You'll Do** We're looking for a Senior Privacy Specialist to join our Broker Dealer team in Principal Securities. In this role, you'll serve as information… more